Plus: The Trump-inspired Google search, all eyes on this junior mining company, and how you know if your clients aren't saving enough for retirement
Selling through independent insurance agents, currently the largest distribution channel for FIAs, will expose insurers to more liability than they may care for.
While the law sees pets as property, emotional attachment can turn them into valuable bargaining chips in divorce negotiations.
America's seventh president will soon take a back seat to Harriet Tubman on the $20 bill. Based on his economic record, that may be where he belongs.
These moves will help structure your firm to meet Department of Labor's conflict-of-interest regulations.
Some muni funds, such as Oppenheimer, are over-exposed to the risky bonds.
Analyst tells advisers that the Republican frontrunner is the second-best presidential campaigner he's ever seen run, trumped only by this president.
The Labor Department's new rule may ultimately pave the way for millennials to secure a foothold in the financial advice business.
Offerings from iCapital, CAIS and Goldman Sachs now available.
Closet indexers virtually guarantee lagging performance
The Department of Labor's new rule creates an opportunity to have some great conversations.
Investment management firm Invesco has acquired Jemstep, one of the first online automated investment platforms in the financial services industry, in the latest bid to offer more robo-technology to traditional advisers.
While investment crowdfunding is a trendy way to raise funds for companies, advisers should inform clients of the caveats
Congress members tell Obama such an executive order would help some of the nearly half of U.S. workers who don't have access to a retirement program on the job.
The insurance and brokerage industries have shelled out many more dollars for congressional campaigns and lobbying than investment adviser organizations.
The rule opens the door to future customer litigation and opportunity for regulators to impose sanctions or fines on smaller broker-dealers.
Beleaguered fund fights to find footing after ill-fated Valeant Pharma bet.
They hold twice as much cash as boomers and only 29% are happy with their portfolios
The firm's CEO sees opportunities in the looming disruption. <b><i>(Fiduciary Focus: <a href="//www.investmentnews.com/section/fiduciary-focus"" target=""_blank"" rel="noopener noreferrer">Follow the latest news and developments on the DOL rule change</a>)</i></b>
