Advisor News

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LIFE INSURANCE AND ANNUITIES APR 06, 2011
Top tax rate would go sky-high under new proposal

U.S. millionaires would face an annual income tax increase of at least 10% under a deficit reduction measure proposed by Rep. Jan Schakowsky, R-Ill

By Bloomberg
FINTECH APR 06, 2011
What the heck are rare earth elements -- and why should you care?

By Davis Janowski
Government may shut down, but the IRS goes on
REGULATION AND LEGISLATION APR 05, 2011
Government may shut down, but the IRS goes on

Taxpayers still need to file by April 18 — even if federal government's gone fishin'

By Mark Schoeff Jr.
MUTUAL FUNDS APR 05, 2011
SEC enforcement to target fund industry

The mutual fund industry will be one of the targets of more-aggressive enforcement by the SEC, according to experts who spoke last week at an Investment Company Institute conference

By Mark Schoeff Jr.
WIREHOUSES APR 05, 2011
Branch managers, time to stop living in the past: Sarch

By Danny Sarch
FINTECH APR 04, 2011
BlackBerry PlayBook is here, but it's three inches too small for advisers

The BlackBerry PlayBook tablet is a solid device, both in general terms and in the engineering of its hardware

By Davis Janowski
Possible cure for advisers' social-networking anxiety
FINTECH APR 04, 2011
Possible cure for advisers' social-networking anxiety

New offering by Actiance Socialite allows brokerages, advisory firms to Tweet without fear

By Anya Khalamayzer
PRACTICE MANAGEMENT APR 04, 2011
<font color=red>INTV:</font> Quick tips for advisers (still) tackling the ADV-2

Thousands of financial advisers are running late in meeting the SEC's March 31st deadline for submitting their ADV 2 forms, a post-Madoff rule requiring plain English disclosure of their business. Need some quick tips? <i>InvestmentNews'</i> Liz Skinner and others weigh in.

By Mark Bruno
FINTECH APR 04, 2011
The BlackBerry PlayBook cometh

Research in Motion Ltd., the maker of the ubiquitous BlackBerry, last week finally announced an arrival date for its much ballyhooed PlayBook tablet: April 19

By Davis Janowski
Sallie Krawcheck: Bring on the indies
RIA NEWS APR 04, 2011
Sallie Krawcheck: Bring on the indies

The BofA-Merrill boss sounds set to take on recruiters, the threat of the rising RIA model, and anyone else who steps in her path

By Mark Bruno
REGULATION AND LEGISLATION APR 04, 2011
Wealthy could get slammed by proposed tax changes

With the Bush tax cuts extended for another two years, wealthy Americans can expect their tax liabilities to remain the same, right?

By Andrew Osterland
You having a laugh, mate? U.K. proposes $225 a week flat-rate state pension
RIA NEWS APR 03, 2011
You having a laugh, mate? U.K. proposes $225 a week flat-rate state pension

The U.K. government proposed replacing its current means-tested state pension with a flat-rate payment of about 140 pounds ($225) a week, with the goal of increasing incentives for people to save for their old age.

By Doug Cubberley
RIA NEWS APR 03, 2011
Some states give a break on the deadline for filing ADVs

Although many federally registered advisers were scrambling last week to meet the March 31 filing date for the new ADV Part 2 forms, state-registered advisers in several states, including Michigan, Pennsylvania and Texas, were enjoying a bit of a reprieve

By Dan Jamieson
RETIREMENT PLANNING APR 03, 2011
DOL expected to issue retirement distribution guidance soon

The Labor Department is expected to release distribution guidance aimed at plan participants as they exit defined-contribution plans, according to a well-known employee benefits attorney

By Darla Mercado
OPINION APR 03, 2011
Marketing yourself as a fiduciary

The fiduciary standard is all about serving the best interests of investors

By Blaine F. Aikin
REGULATION AND LEGISLATION APR 03, 2011
Consumer protection cop jabs back at GOP critics

Elizabeth Warren, the Obama administration adviser assigned to set up the Consumer Financial Protection Bureau, said that lawmakers looking to limit the agency's authority should focus instead on the Wall Street &#8220;behemoths&#8221; aiming to undermine its mission

By Bloomberg
REGULATION AND LEGISLATION APR 01, 2011

By Bloomberg
MUTUAL FUNDS APR 01, 2011
How mutual funds could feel the regulatory squeeze

In 2,300 pages of legislation overhauling the U.S. financial regulatory system, there is no section or subsection entitled &#8220;mutual funds,&#8221; an indication that they were not seen as a primary culprit in the market crisis that shook the economy three years ago.

By Mark Schoeff Jr.
MUTUAL FUNDS APR 01, 2011
Keeping an eye on Washington

By MFXFeeder
REGULATION AND LEGISLATION APR 01, 2011
'Mini-Madoff' held in $300M suspected currency plot

By Doug Cubberley