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RETIREMENT PLANNING NOV 26, 2014
Early detection of Alzheimer's would allow for better financial planning

Soon, a blood test may let patients know they have Alzheimer's 10 years earlier than it can be diagnosed today. Advisers say that is a lot of extra years to allow clients to save and make important legal and health care decisions.

By Liz Skinner
ALTERNATIVES NOV 26, 2014
Mining stocks shine in gold-price pullback

Betting that inflation will reverse gold's slide

By Jeff Benjamin
REGULATION AND LEGISLATION NOV 26, 2014
Borzi taking a back seat on fiduciary

DOL conflicts-rule champion Phyllis Borzi steps back while secretary meets with industry

By Mark Schoeff Jr.
PRACTICE MANAGEMENT NOV 26, 2014
CFP Board quietly cutting deals on compensation descriptions

The organization is trying to calm the controversy over how advisers holding the CFP designation define themselves

By Mark Schoeff Jr.
RIAS NOV 26, 2014
4 skills that help advisers function like CEOs

High-functioning advisory teams embrace practices also used in many C-suites

By Ray Sclafani
INDUSTRY NEWS NOV 25, 2014
Hedge funds lag stocks while still charging plenty

More 'alternative' funds with hedging strategies are opening, aiming for smaller investors' dollars

By Bloomberg
PRACTICE MANAGEMENT NOV 25, 2014
Mutual funds to face new rules from SEC on portfolio holdings

The agency's goal is to ensure funds are liquid enough to meet client redemptions.

By Bloomberg
RETIREMENT PLANNING NOV 25, 2014
Madoff scam recovery hits $10 billion, almost 60% of lost money

The cost of liquidating the con man's defunct investment advisory firm has topped $1 billion but his former clients aren't footing the bill.

By Bloomberg
RETIREMENT PLANNING NOV 25, 2014
IRS losing the battle over mega-IRAs as company founders fill retirement accounts with nonpublic stock

Outgoing Senate Finance Committee chair urges IRS, Treasury to step up.

By Bloomberg
REGULATION AND LEGISLATION NOV 25, 2014
Commodity Futures Trading Commission teams up with SEC and Finra to combat investor fraud

Federal financial regulators collaborate on consumer <a href="//smartcheck.cftc.gov&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">website</a> linking resources on advisers and investment products.

By Mark Schoeff Jr.
INDUSTRY NEWS NOV 25, 2014
Four top dangers to investors in 2015

State securities regulators flag binary options, stream-of-income and marijuana schemes as emerging investor threats.

By Mark Schoeff Jr.
LIFE INSURANCE AND ANNUITIES NOV 25, 2014
Ring out the old year with a bowlful of tax strategies

Tips to help make 2014 less painful than 2013 for wealthy clients

By Darla Mercado
INDUSTRY NEWS NOV 25, 2014
SEC charges investment adviser with fraud for not telling clients of fee arrangement with broker

The Securities and Exchange Commission has charged investment adviser Robare Group with fraud for not telling clients of its fee arrangement with a broker.

By Mark Schoeff Jr.
SEC scrutinizing billionaire hedge fund manager Phil Falcone
ALTERNATIVES NOV 25, 2014
SEC scrutinizing billionaire hedge fund manager Phil Falcone

Harbinger Capital's Phil Falcone is being scrutinized by the SEC for allegedly borrowing client funds to pay taxes and giving preferential treatment to Goldman Sachs

By Doug Cubberley
FINTECH NOV 24, 2014
New, easy and free technology to figure out capital gains distributions

Online database makes avoiding complicated tax savings a thing of the past.

By Sheryl Rowling
MUTUAL FUNDS NOV 24, 2014
Brokers' push to fee-based comp slams higher-cost funds

Mutual funds with sales charges and distribution fees are on pace for their fifth and possibly largest-ever year of redemptions.

By Trevor Hunnicutt
INDUSTRY NEWS NOV 24, 2014
The economic immigration issue President Obama isn't ready to talk about

On Friday's <i>Breakfast with Benjamin</i>, the immigration issue President Obama isn't ready to talk about. Plus: Morgan Stanley's wealth management riddle, chilly weather heats up commodities, and an honest look at Wall Street's culture of dishonesty.

By Jeff Benjamin
RIAS NOV 24, 2014
Robo advice meets alternative investments

New platform aspires to be an alternatives outsource for financial advisers.

By Jeff Benjamin
PRACTICE MANAGEMENT NOV 24, 2014
Mixing tax time and the holidays

Financial advisers should be urging their higher-income clients to come in for tax planning sessions.

By Andrew Leigh
RETIREMENT PLANNING NOV 24, 2014
Rethinking the traditional retirement income glide path

New software takes headaches out of the bucket strategy

By Mary Beth Franklin