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CAIS expands alts offering with Pershing with no transaction fees
INDUSTRY NEWS DEC 01, 2023
CAIS expands alts offering with Pershing with no transaction fees

Expansion of the two firm's partnership gives advisors greater access to funds.

By Steve Randall
S&P 500 up almost 9% in November, but is Big Tech a risk?
INDUSTRY NEWS DEC 01, 2023
S&P 500 up almost 9% in November, but is Big Tech a risk?

The dominant stocks tend to drop at year-end but Fed optimism could buck the trend.

By Bloomberg
Private credit carve-out from JPMorgan filed 'secret' IPO plan
BROKER DEALERS DEC 01, 2023
Private credit carve-out from JPMorgan filed 'secret' IPO plan

HPS Investment Partners could go public if equity capital markets look favorable.

By Bloomberg
China or India: Which EM do global wealth managers favor?
INDUSTRY NEWS DEC 01, 2023
China or India: Which EM do global wealth managers favor?

The two major Asia economies are vying for investment.

By Bloomberg
Senate Democrats take aim at ‘buy, borrow, die’ with latest billionaires tax
REGULATION AND LEGISLATION NOV 30, 2023
Senate Democrats take aim at ‘buy, borrow, die’ with latest billionaires tax

'The loophole they’re talking about isn’t only used by billionaires,' advisor warns.

By Mark Schoeff Jr.
Nashville B-D that sold GWG bonds closing down
ALTERNATIVES NOV 30, 2023
Nashville B-D that sold GWG bonds closing down

The securities industry has a long, sad history of firms going out of business after a product like GWG bonds fails.

By Bruce Kelly
Raymond James nabs California advisor from Morgan Stanley
BROKER DEALERS NOV 30, 2023
Raymond James nabs California advisor from Morgan Stanley

Jeffrey Olsen oversees nearly $200 million, operating as Olsen Wealth Management.

By InvestmentNews
Should advisors chase Japanese stocks in 2024?
INDUSTRY NEWS NOV 30, 2023
Should advisors chase Japanese stocks in 2024?

A double-digit drop in the yen has helped fuel an impressive run in Japanese stocks so far in 2023.

By Gregg Greenberg
Fastest-Growing Fee-Only RIAs 2023 winners revealed
RIAS NOV 30, 2023
Fastest-Growing Fee-Only RIAs 2023 winners revealed

InvestmentNews celebrates 75 firms that have attracted significant assets since July 2020.

By InvestmentNews
Bank fined $24M for spoofing in Treasuries market
WIREHOUSES NOV 30, 2023
Bank fined $24M for spoofing in Treasuries market

Two former employees engaged in more than 700 ‘spoofs’ over almost a decade, Finra charges.

By Josh Welsh
Helping women in tech align wealth with values
WOMEN ADVISOR COMMUNITY NOV 30, 2023
Helping women in tech align wealth with values

Waddell decided to focus on women in tech because, she says, 'I live in Seattle. Everybody works in tech.'

By InvestmentNews
Industry powerhouses team up to launch holistic wealth management firm
RIAS NOV 30, 2023
Industry powerhouses team up to launch holistic wealth management firm

New entity combines capabilities of $13 billion national RIA with those of an accounting services firm.

By Steve Randall
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS
WIREHOUSES NOV 30, 2023
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS

Report focused on the last year highlights the impact of the Great Wealth Transfer.

By Steve Randall
Most American workers say wages have not kept pace with inflation
INDUSTRY NEWS NOV 30, 2023
Most American workers say wages have not kept pace with inflation

Older, hourly, and lower paid workers are most likely to have lost out.

By Steve Randall
How do you value crypto assets? CFA Institute now has a guide
INDUSTRY NEWS NOV 30, 2023
How do you value crypto assets? CFA Institute now has a guide

New resource aims to equip investment professionals with most relevant models.

By Steve Randall
Rate cut expectations rise as European inflation eases
INDUSTRY NEWS NOV 30, 2023
Rate cut expectations rise as European inflation eases

US Treasuries pause rally as more data is awaited.

By Bloomberg
Morgan Stanley, Rothschild among elite focusing on UAE
INDUSTRY NEWS NOV 30, 2023
Morgan Stanley, Rothschild among elite focusing on UAE

Wealthy clients in the Middle East are attracting big hitters.

By Bloomberg
Hedge fund duo wants traders to risk their own money
INDUSTRY NEWS NOV 30, 2023
Hedge fund duo wants traders to risk their own money

They aim to upend the traditional hedge traders fund model.

By Bloomberg
OPEC+ meeting could result in deeper cuts
INDUSTRY NEWS NOV 30, 2023
OPEC+ meeting could result in deeper cuts

Prices are flagging and the cartel will be keen to add support.

By Bloomberg
SEC wrestles with how to open private-market door to ordinary investors
REGULATION AND LEGISLATION NOV 29, 2023
SEC wrestles with how to open private-market door to ordinary investors

RIAs could serve as a portal to private placements for their clients, says member of an SEC advisory committee.

By Mark Schoeff Jr.