Apex Clearing is the latest wealthtech company to go public via blank-check merger, following in the footsteps of SoFi and MoneyLion
Ther debate over doubling the federal minimum wage pits economic principles against politics. From a payroll perspective, financial services is generally not expected to be impacted by a minimum wage hike, but the economy at large could be.
Digitalization could increase the market value of your RIA, a vital consideration in succession planning and enterprise value.
Brookings Institution, Nonresident Senior Fellow
Fox Financial Planning Network, CEO and Founder
Charles Schwab, Vice President, Digital Advice and Innovation
MarketCounsel, Founder, President & CEO
Ritholtz Wealth Management, Founder, Chair and Chief Investment Officer
Former adviser James Booth also pleads guilty in criminal case.
Richard Pakes starts CVG Wealth Management in Santa Barbara, California
SBLOCs flexible nature means they can serve clients across the spectrum. Learn more now!
New regulations and the changing technological and media landscape raise many vexing and interrelated questions for advisers, their firms and the investing public.
With M&A in the RIA space setting records, the focus turns naturally to the seemingly irreversible influence of private equity money.
Abbott Labs and Genentech won dismissals in cases against them, although plaintiffs can refile their complaints. Cerner Corp. and BlackRock have reached settlements in class-action cases against them.
