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INmail: Increase in grandson’s dependent benefit should be automatic
RETIREMENT PLANNING SEP 28, 2020
INmail: Increase in grandson’s dependent benefit should be automatic

The grandson is entitled to dependent benefits until he turns 18 or 19 if he is still in high school.

By Mary Beth Franklin
Struggling with organic growth? Go back to the basics
OPINION SEP 28, 2020
Struggling with organic growth? Go back to the basics

The advisers doing best right now are those who execute the little things

By Ron Carson
MacKay Shields names Janelle Woodward president
PRACTICE MANAGEMENT SEP 28, 2020
MacKay Shields names Janelle Woodward president

Woodward joins from BMO Global and succeeds retiring president Lucille Protas

By Jeff Benjamin
Gundlach asks realtors in low-tax states to get in touch
TAX SEP 28, 2020
Gundlach asks realtors in low-tax states to get in touch

Doubleline Capital CEO tweets about possibly leaving his Los Angeles base amid 'incompetent governance'

By Bloomberg
The SEC’s adoption of e-delivery is well overdue
REGULATION AND LEGISLATION SEP 27, 2020
The SEC’s adoption of e-delivery is well overdue

The commission must consider carefully the interests and needs of all investors

By InvestmentNews
When finance gets political
REGULATION AND LEGISLATION SEP 27, 2020
When finance gets political

If you’re being yelled at by acolytes of either extreme, then you’re doing it right

By George Moriarty
Adviser recognized for 25 years of dedicated support for students
PRACTICE MANAGEMENT SEP 25, 2020
Adviser recognized for 25 years of dedicated support for students

Invest in Others Charitable Foundation named Lynn Chen-Zhang of Zhang Financial its 2020 Lifetime Achievement award winner

By InvestmentNews Staff
Precious metals dealers charged in $185 million elder fraud scheme
RETIREMENT PLANNING SEP 25, 2020
Precious metals dealers charged in $185 million elder fraud scheme

The unregistered advisers allegedly convinced retirees to put savings into overpriced gold and silver bullion

By Mark Schoeff Jr.
Fidelity Magellan launch could boost appeal of semitransparent ETFs
ESG SEP 25, 2020
Fidelity Magellan launch could boost appeal of semitransparent ETFs

The asset manager is placing the heft of a $22 billion flagship fund behind a fledgling ETF model

By Jeff Benjamin
Adviser bilked more than $100,000 from investment partnerships: SEC
REGULATION AND LEGISLATION SEP 25, 2020
Adviser bilked more than $100,000 from investment partnerships: SEC

The regulator is seeking permanent injunctions against Oscar Haynes Morris Jr. and his RIA Lakeside Capital Partners

By InvestmentNews
Older women anxious about finances in retirement: GAO report
RETIREMENT PLANNING SEP 25, 2020
Older women anxious about finances in retirement: GAO report

Retired women in 14 focus groups are worried about rising health care costs

By InvestmentNews
Stocks see third-largest outflow ever
INDUSTRY NEWS SEP 25, 2020
Stocks see third-largest outflow ever

Stock funds bled $25.8 billion in the week through Sept. 23, according to the most recent data

By Bloomberg
Adviser wins award for combating human trafficking
PRACTICE MANAGEMENT SEP 24, 2020
Adviser wins award for combating human trafficking

Invest in Others announced Brian Robinson of UBS Financial Services as a 2020 award winner

By InvestmentNews Staff
Here's why advisers think Joe Biden's 401(k) tax plan will spur Roth contributions
RETIREMENT PLANNING SEP 24, 2020
Here's why advisers think Joe Biden's 401(k) tax plan will spur Roth contributions

The Democratic presidential nominee would convert retirement savings tax deferrals to tax credits

By Mark Schoeff Jr.
Employers, workers want much more than 401(k)s from RPAs
RETIREMENT PLANNING SEP 24, 2020
Employers, workers want much more than 401(k)s from RPAs

Companies are five times as likely to say they feel responsible for workers' financial wellbeing than seven years ago, a survey found

By Emile Hallez
BlackRock, Vanguard, Transamerica roll out latest ESG funds
ESG SEP 24, 2020
BlackRock, Vanguard, Transamerica roll out latest ESG funds

By applying ESG screens, the new funds alter the composition of the traditional indexes

By Jeff Benjamin
The time to look beyond bonds for income is right now
FIXED INCOME SEP 24, 2020
The time to look beyond bonds for income is right now

Savvy advisers are adding value by trimming fixed income and rethinking the 60/40 rule

By Jeff Benjamin
Complying with state senior reporting statutes
OPINION SEP 24, 2020
Complying with state senior reporting statutes

Firms must consider the interplay between different reporting laws in each state to maximize their immunity

By Andrew Mount
Adviser recognized for helping Haitian children
PRACTICE MANAGEMENT SEP 23, 2020
Adviser recognized for helping Haitian children

Invest in Others named Michael J. Martin of ELM Wealth Management at Raymond James as winner of a 2020 award

By InvestmentNews Staff
State regulators flexed enforcement muscle in 2019
PRACTICE MANAGEMENT SEP 23, 2020
State regulators flexed enforcement muscle in 2019

The NASAA report shows last year produced the most actions taken and money returned to investors in five years

By Mark Schoeff Jr.