Firm's senior investment leaders have been speaking at a roundtable.
LPL has taken a minority stake in the $40 billion RIA and OSJ Private Advisor Group, continuing a string of moves from broker-dealers to directly capitalize on assets from independent advisors.
Industry group says policy switch to electronic delivery, overwhelming supported by Americans, could save funds and investors up to $4 billion.
Leaders at Siebert Financial discuss how AI has supercharged marketing outcomes and compliance capacity – while still keeping humans in the loop.
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Elsewhere, Indianapolis-headquartered indie Sapient Capital nabbed a $1 billion JPMorgan advisor in a recruitment first, while another duo also left the wirehouse to join Wells Fargo.
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With growing AI adoption, new connections between leading planning tools highlight the push for efficiency and enhanced client service.
The deal for the $34 billion wealth firm comes as PE-backed transactions set a new annual record, while the SEC puts a spotlight on compliance risks for advisers being acquired.
MOEs can turn into a "very morbid discussion for a leadership team," says Merit's M&A executive David Wahlen, highlighting the tough choices RIAs face as they chase the scale of mega-firms.
Chris Vizzi, CFP®, Co-Founding Partner at South Coast Investment Advisors, explores how 1031 exchanges are evolving from simple tax deferral tools into sophisticated vehicles for generational wealth. Vizzi explains why adopting institutional-level discipline and scrutiny is essential for affluent families seeking to preserve income, reduce risk, and build a lasting legacy through DSTs and 721 UpREITs.
The deal will help Edward Jones provide a more comprehensive wealth management offering.
Rafael Loureiro tells InvestmentNews that technology is democratizing estate planning.
Following a new custodial partnership and ongoing AI-led strategy, the platform's latest industry-leading update brings live account information into advisor conversations.
Protecting against the near-certainty of deteriorating health, along with risks of family infighting and portfolio drawdowns, can help advisors create more resilient plans.
Strategic alliance brings held-away cash management capabilities to advisors working with ultra-high-net-worth clients.
"In general, it's a tough time to be a BDC right now," one senior industry executive said.
An advisor trio has also splintered off from Raymond James to another firm in Florida, while Janney adds $800 million in assets with a double addition.
Advyzon's Kevin Hughes explains why he believes the era of five-screen tech stacks is over.
Carson Group also added another $1.45 billion team in Ohio, while Utah-based Diversify further extend its reach in Boston.
