Adviser finds novel tools at T3 conference to improve client experience and prospecting.
Judge Daniel D. Crabtree granted summary judgment to DOL in a lawsuit filed by Market Synergy Group Inc., a Topeka insurance agency that develops fixed index annuities and other proprietary insurance products.
Among the names on the 2016 list of those bidding adieu was the U.K.'s foreign secretary, Boris Johnson.
Thirty-nine percent of millennials would rather disclose a preexisting sexually transmitted disease to a potential partner than reveal their debt.
The firm allegedly engaged used an expensive proprietary fund to enrich itself at the expense of plan participants.
Plaintiff alleges plan participants would have paid at least $27 million less in fees if T. Rowe had selected cheaper, non-proprietary funds.
Putting together a new cost-benefit analysis could be tricky for DOL staff, who spent the last six years working on a regulation that already was assessed and has been upheld by three court decisions so far.
Regular and well-informed course corrections can help you become more comfortable financially and enjoy retirement even more.
Andrew Puzder withdrew Wednesday as President Donald J. Trump's labor secretary nominee as controversy deepened over his personal life and private sector background.
SEC approves Finra regulation to curb financial exploitation, but requirements are slim.
State's Department of Business Oversight examined only 6.2% of state-registered investment advisers and 0.8% of broker-dealers in 2015-16.
RIA Finhabits launches mobile platform in English and Spanish.
Wealth management platform now will offer adviser-client collaboration tool
Barred CEO Brian Keith Hardwick and firm ordered to pay $24.6M to investors
The wirehouse is settling charges related to single inverse ETF investments it recommended to advisory clients, many of whom experienced losses.
80-plus firms ready to help advisers decide where to spend their tech budgets
