Daniel Nickow and Brett Salzer join employee unit in Deerfield, Ill.
Nicolas Barrios refused to take part in inquiry over private company he founded.
Donna Jean Flemming failed to implement adequate AML program, regulator says
The portion of clients with whom advisers discussed giving has risen to 58% from 46% in 2015, fidelity survey shows
Given the changing outlook on Federal Reserve rate moves, fixed-income decisions taken last year warrant a rethink.
The overall savings rate has hovered around 10% of income for the past decade and a half, despite improvements in plan design.
Andy Saperstein expects some teams to reach $100 million in annual revenue in the future.
The partnership connects the robo with 3 million customers and $9 billion in Optum's HSAs.
James Crowley says the custodian is focusing on IT improvements and enhancing the client experience.
The SEC rule takes the existing regulatory regime for broker-dealers to an entirely new level and preserves choice for investors.
Two exceptions can ease the sting of offsets that reduce benefits.
Automatic enrollment now standard at 48% of company's plans, up from 20% a decade ago.
New regulations prohibit arrangements in which residents get state tax credit in exchange for charitable contributions.
The outcome could have big implications for 401(k) disclosures made to employees.
Some observers say the language waters down the fiduciary standard, while others say the word choice is inconsequential.
If Congress eliminates the stretch IRA, advisers will have to rethink IRA trust planning.
Mark Trewitt sold private fund that collapsed; Clair Crossland sold risky investments
The custodian's RIA clients will get discounted origination fees as part of the alliance with Merchant Investment Management
Wendy Hartman also joins the board of Buckingham Strategic Wealth, a firm that already has women in 40% of client-facing roles.
Advisers think the law, which goes into effect July 1, will result in higher costs for investors.
