Cynthia Hansen, who managed $215 million at UBS in Denver, has joined RBC Wealth Management’s Denver Tech branch.
Joining her in the move is her daughter, Elyse Martinez, a client associate, and Brenda Kochevar, a senior investment associate.
Hansen began her career at Citigroup in 2003, moved to Merrill Lynch in 2004 and joined UBS in 2010.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
