The Financial Industry Regulatory Authority Inc. promoted Nathaniel Stankard to executive vice president and chief of staff to the CEO for regulatory operations.
Stankard was formerly a Finra senior vice president and senior adviser to Robert Cook, the group’s president and chief executive.
In his new role, Stankard will be responsible for providing strategic direction on the integration of Finra’s regulatory operations. He joined Finra in 2017 after seven years with the Securities and Exchange Commission, where he most recently served as deputy chief of staff for policy in the office of chair Mary Jo White.
Earlier, Stankard worked at Morgan Stanley and at Cleary Gottlieb Steen & Hamilton.
The new AI feature generates instant client portfolio talking points, slashing meeting prep time for advisors.
As Citizens expands its advisory footprint, the bank is also going after wealth trapped inside business ownership
The Forbes rankings are highly sought after by some advisors and firms for marketing purposes.
Meanwhile, an advisor tuck-in from Edward Jones expands Kestra's Washington, D.C.-area presence, and Janney deepens its Connecticut footprint with an experienced Wells Fargo advisor.
KFN Succession Center pairs advisors weighing retirement with buyers, as next-gen affordability keeps eroding industry-wide.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
