IN's Best Practices awards highlight performance, most advantageous use of staff and tech

IN's Best Practices awards highlight performance, most advantageous use of staff and tech
24 firms receive recognition for their work in the industry.
NOV 18, 2015
InvestmentNews has selected 24 firms that have gone above and beyond in growth and financial performance this year. Two InvestmentNews research studies, the Adviser Compensation & Staffing Study and the Adviser Technology Study, highlighted the ways in which firms have punched through the ceiling with the most advantageous use of staff members and technology strategies. Associate publisher Mark Bruno said these firms should be considered leaders and role models for fellow industry members. “The winners think about their practices and businesses as CEOs rather than just advisers,” Mr. Bruno said. “All of these firms are run by people with a long term vision.” (More: Key findings from the 2015 InvestmentNews Compensation & Staffing Study) The winners from the 2015 Adviser Compensation & Staffing Study include: Asset Management Group Inc., Botsford Group, Edelman Financial Services, Fairport Asset Management, HHG & Co., JRA Financial, Manchester Capital Management, Palladium Registered Investment Advisers, ProVise Management Group, Rodgers & Associates, Roof Advisory Group Inc. and West Financial Services. (More: Adviser's goals: Keep clients happy and profit growing) From the InvestmentNews 2015 Adviser Technology Study, winners include: Asset Management Group Inc., Budros, Ruhlin & Roe Inc., Cassaday & Co., The Center for Financial Planning Inc., Clarendon Wealth Management, Glassman Wealth Services, LLBH Private Wealth Management, Paragon Wealth Strategies, Private Ocean, Sullivan, Bruyette, Speros & Blayney, Traust Sollus Wealth Management; and True Wealth.

Latest News

Tax-aware investing should expand client choices, not constrain them 
Tax-aware investing should expand client choices, not constrain them 

The best tax plan asks not only how much a client could save, but what they would have to give up to save it. 

Merrill veteran Jonathan Stogsdill joins Trinity Wealth Advisors in St. Louis
Merrill veteran Jonathan Stogsdill joins Trinity Wealth Advisors in St. Louis

A 20-year financial services veteran brings values-driven planning expertise to the St. Louis-based RIA.

SEC enforcement against public companies hits record low under Atkins
SEC enforcement against public companies hits record low under Atkins

New research shows a 71% plunge in actions in fiscal year 2026, with total settlements the lowest since the database began.

Edward Jones advisor launches SteadRock Private Wealth on LPL platform
Edward Jones advisor launches SteadRock Private Wealth on LPL platform

An Ohio-based advisor departs Edward Jones to build an independent firm focused on retirees and business owners.

SEC and state regulators tighten grip on fraud in fiscal 2026
SEC and state regulators tighten grip on fraud in fiscal 2026

Broker-dealer enforcement actions surged 66% as the SEC and state regulators cracked down on Ponzi schemes and digital asset fraud.

SPONSORED Best Practices for Engaging Women Around Alternatives

Growing wealth, evolving priorities, and untapped opportunities are reshaping how women approach long-term investing.

SPONSORED Built on insurance experience to deliver on long-term promises

Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.