Melanie Senter Lubin, Maryland’s securities commissioner, was elected to a one-year term as president of the North American Securities Administrators Association, the organization of state and Canadian provincial securities regulators.
Lubin, who was elected by NASAA’s membership, will assume her new role on Sept. 21, following the group’s annual meeting in Chicago. She will succeed Lisa A. Hopkins, West Virginia’s senior deputy securities commissioner.
For the past year, Lubin has served as NASAA’s president-elect. She began serving as Maryland’s securities commissioner in 1998.
The group elected Andrew Hartnett, deputy administrator for securities in the Iowa Securities Bureau, as its next president-elect.
In addition to Lubin, Hartnett and Hopkins, the NASAA board for 2021-22 includes William Beatty (Washington), Marni Gibson (Kentucky), Kevin Hoyt (New Brunswick), Claire McHenry (Nebraska), Leslie Van Buskirk (Wisconsin), Diane Young-Spitzer (Massachusetts) and ex-officio member Joseph Brady, NASAA’s executive director.
The move to charge data aggregators fees totaling hundreds of millions of dollars threatens to upend business models across the industry.
The latest snapshot report reveals large firms overwhelmingly account for branches and registrants as trend of net exits from FINRA continues.
Siding with the primary contact in a marriage might make sense at first, but having both parties' interests at heart could open a better way forward.
With more than $13 billion in assets, American Portfolios Advisors closed last October.
Robert D. Kendall brings decades of experience, including roles at DWS Americas and a former investment unit within Morgan Stanley, as he steps into a global leadership position.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.