A four-adviser team managing $1.3 billion at Merrill Lynch in Cincinnati, Ohio, has moved to Rockefeller Capital Management.
The Hambleton Fieler Group, which is Rockefeller’s first Ohio-based private wealth team, is led by Ross Hambleton and Michael Fieler.
Hambleton has 22 years of experience, starting at Citigroup in 1999 and then switching to Merrill in 2006, according to his BrokerCheck profile. Fieler has 27 years of experience, starting at Citigroup in 1994 and then moving to Merrill in 2006, according to Brokercheck.
The group includes advisers Matthew Hambleton and Andrew Sullivan, as well as Carrie Thomas, its chief investment officer, and three team members in operations and administration.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
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Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
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