A four-adviser team managing $1.3 billion at Merrill Lynch in Cincinnati, Ohio, has moved to Rockefeller Capital Management.
The Hambleton Fieler Group, which is Rockefeller’s first Ohio-based private wealth team, is led by Ross Hambleton and Michael Fieler.
Hambleton has 22 years of experience, starting at Citigroup in 1999 and then switching to Merrill in 2006, according to his BrokerCheck profile. Fieler has 27 years of experience, starting at Citigroup in 1994 and then moving to Merrill in 2006, according to Brokercheck.
The group includes advisers Matthew Hambleton and Andrew Sullivan, as well as Carrie Thomas, its chief investment officer, and three team members in operations and administration.
The firm's CFO and EVP of Wealth Management Solutions are the latest executives to exit the broker-dealer.
Clients are saying they would consider switching advisors if another professional offered estate planning services, according to a new Trust & Will survey.
CEO Laurel Taylor says the fintech's composable AI stack helps workers optimize dollars across Trump Accounts, 529s, 401(k)s, and other employee benefits.
The bank has swiped three private banking veterans from BNY as the city climbs the ranks of America's fastest-growing wealth hubs.
Employee accounts, crypto trials and job cuts frame a pivotal year for the Swiss lender.
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
Direct indexing is on pace to outgrow ETFs and mutual funds. Northern Trust's Ken Lassner explains why the advisors who get it wish they had started sooner.
