Charles Mintz, Timothy Gray and Wren Mintz, who managed $500 million at Truist Investment Services in Wilmington, North Carolina, have moved to the employee unit of Raymond James.
Joining them are associates Emily Harvey and Ellen Heckert.
Charles Mintz began his career in 1981 with Wheat, First Securities and later co-founded Fox, Graham & Mintz Securities, which was acquired by Scott & Stringfellow in 1990. The firm was a predecessor of Truist.
Gray began his financial career in 2005 as a private banker at Wachovia Bank and Wachovia Securities. He joined a Truist predecessor, BB&T Wealth, in 2010, and began partnering with Charles Mintz in 2013.
Chasing productivity is one thing, but when you're cutting corners, missing details, and making mistakes, it's time to take a step back.
It is not clear how many employees will be affected, but none of the private partnership’s 20,000 financial advisors will see their jobs at risk.
The historic summer sitting saw a roughly two-thirds pass rate, with most CFP hopefuls falling in the under-40 age group.
"The greed and deception of this Ponzi scheme has resulted in the same way they have throughout history," said Daniel Brubaker, U.S. Postal Inspection Service inspector in charge.
Elsewhere, an advisor formerly with a Commonwealth affiliate firm is launching her own independent practice with an Osaic OSJ.
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