Pacific Capital Resource Group, a large office of supervisory jurisdiction supervising 40 financial professionals who collectively oversee $975 million, has switched its broker-dealer affiliation to Royal Alliance, a member firm of Advisor Group, from Penn Mutual’s broker-dealer subsidiary.
PCRG, which was co-founded by CEO Kurt Jonson in 1998, also has offices in Lake Oswego, Oregon, and Scottsdale, Arizona.
See the latest Advisers on the Move here.
A new proposal could end the ban on promoting client reviews in states like California and Connecticut, giving state-registered advisors a level playing field with their SEC-registered peers.
Morningstar research data show improved retirement trajectories for self-directors and allocators placed in managed accounts.
Some in the industry say that more UBS financial advisors this year will be heading for the exits.
The Wall Street giant has blasted data middlemen as digital freeloaders, but tech firms and consumer advocates are pushing back.
Research reveals a 4% year-on-year increase in expenses that one in five Americans, including one-quarter of Gen Xers, say they have not planned for.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
