Pacific Capital Resource Group, a large office of supervisory jurisdiction supervising 40 financial professionals who collectively oversee $975 million, has switched its broker-dealer affiliation to Royal Alliance, a member firm of Advisor Group, from Penn Mutual’s broker-dealer subsidiary.
PCRG, which was co-founded by CEO Kurt Jonson in 1998, also has offices in Lake Oswego, Oregon, and Scottsdale, Arizona.
See the latest Advisers on the Move here.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
