Charles Mintz, Timothy Gray and Wren Mintz, who managed $500 million at Truist Investment Services in Wilmington, North Carolina, have moved to the employee unit of Raymond James.
Joining them are associates Emily Harvey and Ellen Heckert.
Charles Mintz began his career in 1981 with Wheat, First Securities and later co-founded Fox, Graham & Mintz Securities, which was acquired by Scott & Stringfellow in 1990. The firm was a predecessor of Truist.
Gray began his financial career in 2005 as a private banker at Wachovia Bank and Wachovia Securities. He joined a Truist predecessor, BB&T Wealth, in 2010, and began partnering with Charles Mintz in 2013.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
