Charles Mintz, Timothy Gray and Wren Mintz, who managed $500 million at Truist Investment Services in Wilmington, North Carolina, have moved to the employee unit of Raymond James.
Joining them are associates Emily Harvey and Ellen Heckert.
Charles Mintz began his career in 1981 with Wheat, First Securities and later co-founded Fox, Graham & Mintz Securities, which was acquired by Scott & Stringfellow in 1990. The firm was a predecessor of Truist.
Gray began his financial career in 2005 as a private banker at Wachovia Bank and Wachovia Securities. He joined a Truist predecessor, BB&T Wealth, in 2010, and began partnering with Charles Mintz in 2013.
With more than $13 billion in assets, American Portfolios Advisors closed last October.
Robert D. Kendall brings decades of experience, including roles at DWS Americas and a former investment unit within Morgan Stanley, as he steps into a global leadership position.
Snowden Lane taps Pontera for held-away retirement account management, while Opto Investments enhances an Indiana-based independent RIA's private markets offering.
The $420 million RIA in Auburn Hills and Ann Arbor gives Credent its second and third Michigan locations while pushing it closer to $4 billion in AUM.
New survey reveals heightened investor concern over market volatility, retirement readiness, and the impact of tariffs on living costs.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
