A five-adviser team managing $6.5 billion at J.P. Morgan Private Bank in Los Angeles has joined the Century City office of UBS Private Wealth Management.
[More: RIAs led in a year of recruiting slowed by the pandemic]
The team, led by Patrick Schaffer and Ryan Bristol, was with J.P. Morgan for nine years and includes advisers Barry Peterson, Corey Mazza and Dhanesh Bharvani, as well as two staff members.
Tax bill inertia, drastic near-term jumps in tax liabilities, and generationally consequential policy uncertainty will spook clients – that is, unless their advisor brings those lurking risks to light.
A six-advisor Vinings practice joins LPL's broker-dealer and RIA platforms, citing independence and succession planning support.
A new Transamerica Institute report finds most American workers feel outpaced by costs and advisors are reaching only a fraction of them.
Asset managers have a new playbook for AI - and catching mistakes is just the start.
North Korea's TraderTraitor group blamed for the record-breaking theft, raising urgent custody and suitability questions for advisors.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
