A father-and-son team managing $400 million at Wells Fargo in San Diego has joined UBS.
Edward Dawson has spent 37 years in the financial services industry, according to his BrokerCheck record, having started at Boettcher & Co. in 1983. He joined Wells Fargo in 2001. His son Kyle was with Wells Fargo for three years.
They were joined in the move by their three associates. The team operates as the Dawson Wealth Management Group.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Shareholder targets FS KKR Capital's directors over alleged portfolio valuation and dividend missteps.
UBS has a history of costly litigation stemming from the sale of volatile investment products.
New director David Woodcock puts firms on notice over fees, conflicts, and liquidity risk as private credit shows signs of stress.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline
