Tarah Williams, the chief operating officer of Prospera Financial Services, a Dallas-based independent broker-dealer, has been promoted to president. Williams, who will continue as chief operating officer, assumes the firm’s presidency from David Stringer, who continues as managing partner and co-CEO with Tim Edwards.
In her new role, Williams will lead the firm’s day-to-day operations. She is a 26-year industry veteran and has been with Prospera since 2007 holding management positions in operations, finance, risk management, recruiting and marketing, Prospera said in a press release.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
