The directors of the Certified Financial Planner Board of Standards Inc. have approved amendments to the group’s rules and procedures that permanently allow in-person hearings to be conducted via video conference. The amendments became effective last Friday.
CFP Board rules previously permitted hearings to be conducted over the phone or in person. But “given the social distancing and other health and safety guidelines issued for the Covid-19 pandemic, it is not feasible to conduct in-person hearings with all participants in one location,” the CFP Board said in a release, citing that as the reason to permanently allow in-person video conference hearings.
[More: CFP Board postpones July exam]
In the near future, the CFP Board said it will release a new set of procedural rules to replace the current Disciplinary Rules and Procedures and its Appeal Rules and Procedures.
Summit Financial unveiled a suite of eight new tools, including AI lead gen and digital marketing software, while MassMutual forges a new partnership with Orion.
A new analysis shows the number of actions plummeting over a six-month period, potentially due to changing priorities and staffing reductions at the agency.
The strategic merger of equals with the $27 billion RIA firm in Los Angeles marks what could be the largest unification of the summer 2025 M&A season.
Report highlights lack of options for those faced with emergency expenses.
However, Raymond James has had success recruiting Commonwealth advisors.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
