Regulation And Legislation

Displaying 10526 results
REGULATION AND LEGISLATION JAN 04, 2013
GAO report weighs allowing tax debt to appear on consumer credit reports

By Liz Skinner
RETIREMENT PLANNING JAN 01, 2013
Senate's post-midnight budget deal moves pressure to Boehner

The Senate passed a bipartisan budget deal two hours after income tax cuts expired, reaching an after-deadline agreement to undo the potential economic harm of $600 billion in tax increases and spending cuts.

By FGabriel
Country going over fiscal cliff as House won't pull all-nighter
REGULATION AND LEGISLATION JAN 01, 2013
Country going over fiscal cliff as House won't pull all-nighter

Advisers taking Washington's inaction in stride.

By Mark Schoeff Jr.
REGULATION AND LEGISLATION JAN 01, 2013
Dash toward fiscal cliff defies Capitol Hill's Schoolhouse Rock image

The Senate worked all weekend on proposals to avert the so-called fiscal cliff only to come closer than ever to the precipice by Sunday night. The mad dash to the edge undermines what is known as "regular order," or the Schoolhouse-Rock image of Congress.

By Mark Schoeff Jr.
Senate cliff talks hit rocky patch
REGULATION AND LEGISLATION DEC 31, 2012
Senate cliff talks hit rocky patch

Republican McConnell senses lack of urgency; Reid says to 'hang loose'.

By Mark Schoeff Jr.
If deal is struck, Boehner could go over the cliff all by himself
REGULATION AND LEGISLATION DEC 30, 2012
If deal is struck, Boehner could go over the cliff all by himself

If John Boehner makes small concessions to seal a last-minute deal with Democrats, it could cement his political legacy. It could also cost him his job as House speaker.

By Mark Schoeff Jr.
SEC extends 'temporary' trading rule for another two years
REGULATION AND LEGISLATION DEC 28, 2012
SEC extends 'temporary' trading rule for another two years

Brokers allowed to trade as principals in certain accounts.

By DJAMIESON
ICI, Chamber appeal CFTC mutual fund rule
ALTERNATIVES DEC 28, 2012
ICI, Chamber appeal CFTC mutual fund rule

Agency wants funds using commodities to register with it.

By Gregory Crawford
REGULATION AND LEGISLATION DEC 28, 2012
Proposal to merge SEC, CFTC will go belly up: Washington insiders

Rep. Frank's parting gift won't assuage Senate, Ag Committees' doubts

By Mark Schoeff Jr.
Latest round in Aviva-bashing case goes to agent
LIFE INSURANCE AND ANNUITIES DEC 27, 2012
Latest round in Aviva-bashing case goes to agent

Federal court rules in favor of agent who maintained sites critical of insurer, but who will get paid?

By Darla Mercado
Obama, Senate — but not optimism — returning to Washington
REGULATION AND LEGISLATION DEC 26, 2012
Obama, Senate — but not optimism — returning to Washington

Some expect a fiscal deal only after new Congress comes to town.

By Mark Schoeff Jr.
Grand bargain now down to 'fig leaf'
REGULATION AND LEGISLATION DEC 26, 2012
Grand bargain now down to 'fig leaf'

Meaningful compromise in Washington highly unlikely before deadline; will small deals avert the cliff?

By John Goff
RETIREMENT PLANNING DEC 26, 2012
Ameriprise 401(k) lawsuit set for January court date

Ameriprise workers filed suit in 2011, claiming firm profited from costly plan options

By Darla Mercado
Fiscal-cliff turns into ping-pong match
REGULATION AND LEGISLATION DEC 26, 2012
Fiscal-cliff turns into ping-pong match

The fiscal cliff has given way to a ping-pong match. The volleys will occur between the House and Senate, as each chamber tries to settle on one palatable measure. While the ball goes back and forth over the net, it's becoming clear how investment taxes may fare.

By Mark Schoeff Jr.
Not home for Christmas: Obama, Congress should spend holiday together
REGULATION AND LEGISLATION DEC 20, 2012
Not home for Christmas: Obama, Congress should spend holiday together

Parties need to solve fiscal cliff dilemma before leaving town.

By Jim Pavia
Bank of America Merrill Lynch hit with $1.3 million arbitration order
WIREHOUSES DEC 20, 2012
Bank of America Merrill Lynch hit with $1.3 million arbitration order

Broker sold Fannie Mae preferred stock despite risk warnings

By Bruce Kelly
REGULATION AND LEGISLATION DEC 20, 2012
NYSE agrees to pay SEC $5M over handling of trades

Commission claims exchange gave preferential treatment to some parties over others in routing, speed of data delivery

By Janowski Davis
Advisers set grinch-like expectations for fiscal-cliff talks
REGULATION AND LEGISLATION DEC 18, 2012
Advisers set grinch-like expectations for fiscal-cliff talks

'We don't have statesmen in the government'

By Mark Schoeff Jr.
The other cliff is not about taxes and spending
REGULATION AND LEGISLATION DEC 18, 2012
The other cliff is not about taxes and spending

By AOSTERLAND
Why the SEC whiffs on prosecutions — can Walter do better?
REGULATION AND LEGISLATION DEC 18, 2012
Why the SEC whiffs on prosecutions — can Walter do better?

Three strikes in November alone for regulator trying to nail financial crisis culprits.

By Aaron Elstein