Wants advisory firms and brokerages to ramp up oversight; 'responsible risk-taking'
Powerful fund firm said to be angered by AFS' stance on mortgage settlement
Fake securities found in safety depost boxes in Zurich; date back to 1934
Claims free-money policy and other interventions prolonging -- not curing -- what ails the economy
A last-minute effort by three senators to add what they call crucial investor protections to a bill designed to help small companies raise capital fails to address worries by state regulators that states will be prevented from reviewing securities offerings made over the Internet.
Calculating how much money would have been raised if rates were higher is weird science, at best
Odds stacked against investors, brokers
State securities regulators warned senators today about the potential dangers of legislation that would allow start-up firms to raise capital over the Internet.
SEC boss says investors need protection -- and aims to provide it; 'working without a net'
Firm allegedly failed to disclose use of derivatives in two funds adequately; agrees to pay $35M to settle the charges
Proposed 2013 budget would gut dividend tax break, impose Buffett rule, raise top marginal rate to nearly 40%
Newly released final rule for disclosure to plan sponsors to kick in this July; controversial proposals dumped
But overall, Finra says number of arb cases down substantially last year
Virtual database of actions replaces old paper-based system; not a response to BrightScope, spokeswoman says
