Firm is one of a number of robo-advisers looking to capitalize on small 401(k) plans
A handful of other fund managers have settled similar allegations over the past two years.
Benefits lost to excess earnings are restored at full retirement age.
Observers say the proposal could open up areas of arbitrage, depending on how it's drafted.
The firm is one of the last holdouts to launch CITs, signaling increased demand for the investment vehicle.
It may be easy to dismiss ESG as a fleeting investment idea, but people thought the same about target-date funds in the '90s.
Fiduciary advisers should be weighing the risks and upsides of securities lending.
Retirement savers have also seen the purchasing power of their savings reduced by inflation.
Quantifying and delivering improved investor outcomes takes both a human adviser and advanced technology.
Small 401(k) plans may have flaws, such as cost, but there are trade-offs involved in using alternate solutions.
If you can't guide retirees through income distribution, it could prove costly. Learn tips and strategies to help get started helping clients through this new stage in life.
Multinationals face a one-time repatriation levy of up to 17.5%, plus annual Gilti levy.
Observers say the proposal could open up areas of arbitrage, depending on how it's drafted
Benefits lost to excess earnings are restored at full retirement age.
A federal judge ruled the university did not act imprudently with employee retirement plans.
Levy on overseas profits was aimed at tech and pharma companies, but quirks in the way it's calculated mean it's likely to hit big banks.
IRS OKs up to $10,000 in K-12 spending and rollovers to ABLE accounts; makes recontributing tuition refunds to 529s tax-free.
These investments will make sense mainly for ultrahigh-net-worth clients, at least initially, according to tax experts.
The program will close in September, though some aspects such as participant education still will be available to advisers.
Tax collectors in states like New York make it really hard to leave.
