Hightower lands Edelman compliance chief Lavigne to lead oversight push

Hightower lands Edelman compliance chief Lavigne to lead oversight push
Veteran compliance executive joins as firm expands, modernizes regulatory and risk governance platform.
JAN 12, 2026

Hightower Advisors has hired Edelman’s longtime compliance executive Bob Lavigne as chief compliance officer for Hightower Holdings as it strengthens oversight as its national advisor network continues to grow.

Lavigne will direct Hightower’s enterprise compliance structure, regulatory approach and risk governance across its community of advisory firms and will be tasked with evolving the firm’s compliance program amid a shifting regulatory environment.

Reporting to CEO Larry Restieri, Lavigne has nearly three decades of senior compliance and regulatory leadership in wealth management, including experience building large-scale compliance frameworks, deploying technology-based supervision tools and working directly with advisors to promote fiduciary and transparency standards.

“Bob is an accomplished leader whose experience, judgment and collaborative approach make him well suited for Hightower’s continued growth,” Restieri said. “His work helping advisors navigate an increasingly dynamic regulatory environment aligns with our intention to modernize our compliance program.”

Before joining Hightower, Lavigne served as vice president and chief compliance officer at Edelman Financial Engines. His career also includes compliance and risk roles with VALIC Financial Advisors, Kaufmann Rossin, Bates Group, and PwC. He was a senior examiner at FINRA from 2003-2006 and began his career at PFPC Global Funds Services in 1998.

“I am excited to join Hightower during a period of continued momentum and growth for the firm,” Lavigne said. “The advisor-centric culture and commitment to excellence resonate deeply with me. I look forward to working with teams across the organization to strengthen our compliance program and help advisors deliver quality client outcomes.”

Hightower’s advisor network spans 33 states and the District of Columbia. As of Sept. 30, 2025, Hightower and its affiliates reported approximately $350.3 billion in assets under management.

Based in Chicago, Hightower provides investment management, financial and retirement planning, 401(k) consulting and cash management services through its network of advisory businesses. The firm positions itself as a growth partner for independent advisors seeking to scale operations and enhance client experience.

Latest News

Federal judge dismisses Eltek manipulation lawsuit against Morgan Stanley Smith Barney
Federal judge dismisses Eltek manipulation lawsuit against Morgan Stanley Smith Barney

Nine-month electronic trading freeze and share lending program at the center of dismissed claim.

RIA wrap: Dynamic strikes South Carolina deal to reach $7B AUM milestone
RIA wrap: Dynamic strikes South Carolina deal to reach $7B AUM milestone

Meanwhile, Rossby Financial's leadership buildout rolls on with a new COO appointment as Balefire Wealth welcomes a distinguished retirement specialist to its national network.

Rethinking diversification amid a concentrated S&P 500
Rethinking diversification amid a concentrated S&P 500

With a smaller group of companies driving stock market performance, advisors must work more intentionally to manage concentration risks within client portfolios.

Merrill pays second settlement to former Miami Dolphins player, client of ex-broker
Merrill pays second settlement to former Miami Dolphins player, client of ex-broker

Professional athletes are often targets of scam artists and are particularly vulnerable to fraud.

Schwab touts AI as its biggest growth lever at investor day
Schwab touts AI as its biggest growth lever at investor day

The brokerage giant tells Wall Street it will use artificial intelligence to reach clients it has never been able to serve — and turn the technology's perceived threat into a competitive edge.

SPONSORED Beyond wealth management: Why the future of advice is becoming more human

As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management

SPONSORED Durability over scale: What actually defines a great advisory firm

Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline