A five-person team managing $1.9 billion at UBS Financial Services in Boston has joined Rockefeller Capital Management.
The team, Knowlton Knowlton & Larsen, will be Rockefeller’s first group based in Boston.
The firm is led by Laurence Knowlton, who has 35 years of experience and had worked at UBS since 1995, according to his BrokerCheck report; Griffin Knowlton, who has 11 years of experience; and Wyatt Larsen, who has 22 years of experience and had worked at UBS since 2008.
The group also includes Jennifer Pearson and Sophia Morgan.
A private partnership, Edward Jones is a giant in the retail brokerage industry with more than 20,000 financial advisors.
Meanwhile, Raymond James and Tritonpoint Partners separately welcomed father-son teams, including a breakaway from UBS in Missouri.
Paul Atkins has asked staff to solicit public comment on novel ETFs, pausing the clock on as many as 24 filings linked to the booming event contracts market.
From 401(k)s to retail funds, Deloitte sees private equity and credit crossing into mainstream investing on two fronts at once.
Big-name defections from Morgan Stanley, UBS, and Merrill Lynch headline a busy two weeks of recruiting for the wirehouse.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
