Carolin Botzenhardt, who managed $100 million at Wells Fargo Advisors in San Diego, has joined the La Jolla, California, branch office of UBS Private Wealth Management.
Botzenhardt, who had been with Wells Fargo for five years, earlier spent 15 years with Deutsche Bank Securities.
Botzenhardt’s areas of expertise include investment management, trust and estate planning, residential, commercial and structured lending solutions, as well as capital markets and foreign exchange, UBS said in a press release Monday.
With over 600 clients, the $71 billion RIA acquirer's latest partner marks its second transaction in Oklahoma.
Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.
Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
