RIA News

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Bubble risk in equities, buy bonds and gold says BofA
RIA NEWS SEP 20, 2024
Bubble risk in equities, buy bonds and gold says BofA

Strategist Michael Hartnett warning over rising risk.

Big three US money managers cut ESG support
RIA NEWS SEP 20, 2024
Big three US money managers cut ESG support

State Street, Vanguard, BlackRock all rejected more proposals.

RBC reels in $2.8B superteam from UBS
RIA NEWS SEP 19, 2024
RBC reels in $2.8B superteam from UBS

The 15-person multigenerational team adds over 200 years of experience to the firm's advisor pool in Atlanta.

By Leo Almazora
Reinstate tax benefit for financial advice, planning groups urge Congress
RIA NEWS SEP 19, 2024
Reinstate tax benefit for financial advice, planning groups urge Congress

Joint letter by CFP Board, the FPA and other industry associations floats incentives for Main Street investors as Trump-era tax policy nears its expiration date.

By Leo Almazora
Donald Trump vows to restore SALT write-off at Long Island campaign stop
RIA NEWS SEP 19, 2024
Donald Trump vows to restore SALT write-off at Long Island campaign stop

The Republican presidential nominee pledged to restore the deduction that his signature tax law ended up curbing during his administration.

By Bloomberg
Kestra makes a move in Maryland with $200M Osaic team
RIA NEWS SEP 19, 2024
Kestra makes a move in Maryland with $200M Osaic team

The five-person group operating in Montgomery County adds to the Texas-based wealth platform's 2024 expansion streak.

By Leo Almazora
No need for a series of large interest rate cuts, says fixed income expert
FIXED INCOME SEP 19, 2024
No need for a series of large interest rate cuts, says fixed income expert

"Recession is not a base case scenario over the quarters ahead."

By Josh Welsh
BlackRock strategists taking defensive measures ahead of rising volatility
EQUITIES SEP 19, 2024
BlackRock strategists taking defensive measures ahead of rising volatility

A pair of BlackRock portfolio specialists explain why they are dialing down risk in their model portfolios.

By Gregg Greenberg
Younger planners more willing to adapt to client needs
PRACTICE MANAGEMENT SEP 19, 2024
Younger planners more willing to adapt to client needs

Industry has slowly evolved into less tangible aspects, says advisor after FPA report.

By Emile Hallez
Broker-dealer charged by SEC over Reg BI violations agrees $325K civil penalty
RIA NEWS SEP 19, 2024
Broker-dealer charged by SEC over Reg BI violations agrees $325K civil penalty

Charges relate to recommendations of a specific type of derivative security.

By Steve Randall
Citi Private Bank study reveals priorities for family offices
RIA NEWS SEP 19, 2024
Citi Private Bank study reveals priorities for family offices

Seven key themes have emerged from the new research.

By Steve Randall
Wall Street got the cut it expected but uncertainties still rule
RIA NEWS SEP 19, 2024
Wall Street got the cut it expected but uncertainties still rule

Stocks and bonds gained post-Fed but quickly eased.

Investors confident that stock rally will endure to year end
RIA NEWS SEP 19, 2024
Investors confident that stock rally will endure to year end

But it's unlikely the S&P 500 will rise above 6000, poll suggests.

Asian currencies index highest since July 2023 after Fed cut
RIA NEWS SEP 19, 2024
Asian currencies index highest since July 2023 after Fed cut

Further appreciation is anticipated by strategists.

Green bonds are failing to drive real change, report claims
RIA NEWS SEP 19, 2024
Green bonds are failing to drive real change, report claims

Global market is worth $4 trillion, but how much difference does it make?

Wealth Enhancement Group charging some new clients more for consulting
RIA NEWS SEP 18, 2024
Wealth Enhancement Group charging some new clients more for consulting

Decision comes at a time when financial advice industry is facing pressure to offer clients more services at a better price.

By Bruce Kelly
How to address recruitment challenges in the financial services industry
PRACTICE MANAGEMENT SEP 18, 2024
How to address recruitment challenges in the financial services industry

Lindsey Lewis, of the American College Center for Women in Financial Services, highlights key factors for financial services companies to consider.

By Chris Davis
Uncovering RIA practice valuation: A look under the hood
RIA NEWS SEP 18, 2024
Uncovering RIA practice valuation: A look under the hood

Upcoming webinar will feature in-depth analysis on the factors that impact the value of an RIA firm.

By IN Staff
Celebrate your female power at the Women Advisor Summit New York 2024
RIA NEWS SEP 18, 2024
Celebrate your female power at the Women Advisor Summit New York 2024

This event is designed to help women advisors grow their practice, elevate their leadership skills, and navigate the changing industry landscape.

Fed reveals September rate decision
FIXED INCOME SEP 18, 2024
Fed reveals September rate decision

The central bank has finally pared back its policy rate from historic highs ... but what's its next move?

By Leo Almazora