RIA News

Displaying 36720 results
Fidelity records massive profit, despite fund outflows
RIA NEWS FEB 23, 2015
Fidelity records massive profit, despite fund outflows

Boston mutual fund and brokerage giant increased its earnings by 29% last year despite surging investor redemptions of its mutual funds.

By Trevor Hunnicutt
RETIREMENT PLANNING FEB 23, 2015
Early onset Alzheimer's: When plans are upended

By Mason Braswell
RIA NEWS FEB 23, 2015
Larry Roth wants to double Schorsch's B-D network

The new head of the burgeoning independent-broker-dealer network expects to have 20,000 brokers within five years, could make it the largest such firm in the country. <a href=&quot;http://www.investmentnews.com/article/20140516/FREE/140519936&quot;>Plus: Schorsch in $1.5 billion Red Lobster deal</a>

By Bruce Kelly
OPINION FEB 22, 2015
Robo-adviser frenzy: Apocalypse or rerun?

What tax professionals' experience says about the future for financial advisers

By Roger Ochs
Prudential and MassMutual in $2.5 billion pension risk transfer deal with Kimberly-Clark
RETIREMENT PLANNING FEB 22, 2015
Prudential and MassMutual in $2.5 billion pension risk transfer deal with Kimberly-Clark

21,000 retirees of the hygiene products maker will now be receiving their pension checks from Prudential

By Darla Mercado
To improve portfolio diversification, look to technology
EQUITIES FEB 22, 2015
To improve portfolio diversification, look to technology

Traditional, institutional, buy-and-hold asset allocation model isn't the best fit for all clients.

By Jerry Murphey
Getting smarter investors to move beyond an “offense-only” approach
EQUITIES FEB 22, 2015
Getting smarter investors to move beyond an “offense-only” approach

Most respondents in new survey say they have a financial plan, on the right track but their confidence may be misplaced.

By Michael Russo
LIFE INSURANCE AND ANNUITIES FEB 22, 2015
The leading variable annuities with living benefits

By Andrew Leigh
PRACTICE MANAGEMENT FEB 22, 2015
Advisers should brush up on Daniel Kahneman's work

Behavioral economist's insights about advisers and their clients should ring true

By Andrew Leigh
How to better estimate life expectancy
OPINION FEB 22, 2015
How to better estimate life expectancy

Gauging how long your clients will live has major consequences for retirement planning.

By David Blanchett
PRACTICE MANAGEMENT FEB 20, 2015
Merrill Lynch scores $500 million team from UBS

Four advisers who produced $3.1 million in annual revenue joined in Palm Beach, Fla.

By Mason Braswell
FINTECH FEB 20, 2015
Wealth Access integrates with MoneyGuidePro

A personal financial management platform is streamlining its process with the financial planning software MoneyGuidePro.

By Alessandra Malito
Envestnet acquires tech company Upside
RIA NEWS FEB 20, 2015
Envestnet acquires tech company Upside

Outsourced investing platform will use Upside's portal for financial planning and investment management in effort to keep advisers ahead of robo trend.

By Alessandra Malito
Transamerica Financial Advisors finally taps a CEO
INDEPENDENT BROKER DEALERS FEB 20, 2015
Transamerica Financial Advisors finally taps a CEO

One of the primary architects of the brand's broker-dealer mergers, Seth Miller, to lead firm.

By Bruce Kelly
Transcription app Mobile Assistant gets upgrade, partners with Salesforce
FINTECH FEB 20, 2015
Transcription app Mobile Assistant gets upgrade, partners with Salesforce

Risk of missing new notes diminishes, search function improved.

By Alessandra Malito
Social Security rules for divorced public employees
RETIREMENT PLANNING FEB 20, 2015
Social Security rules for divorced public employees

Benefit reductions apply only to workers who did not pay FICA taxes.

By Mary Beth Franklin
Former compliance officer sues Cabot Lodge owner
ALTERNATIVES FEB 20, 2015
Former compliance officer sues Cabot Lodge owner

Jacob Frydman is focus of complaint that alleges plaintiff was fired for reporting 'certain improprieties' to Finra.

By Bruce Kelly
Janus unconstrained fund attracts least net new money since Bill Gross took over
FIXED INCOME FEB 20, 2015
Janus unconstrained fund attracts least net new money since Bill Gross took over

Investors may be taking a wait-and-see approach to the fund, which received an estimated $85.6 million in January.

By Bloomberg
Why well-designed technology is more powerful than investor education
FINTECH FEB 20, 2015
Why well-designed technology is more powerful than investor education

Instead of trying to teach investors why or why not, well-researched and well-designed technology can give investors only the best options to choose from

By Dan Egan
RIA NEWS FEB 20, 2015
Institute for Fiduciary Standard draws SIFMA fire for best practices plan

Group's 11-point guide seeks to get advisers on the same page without waiting for government rules.

By Mark Schoeff Jr.