RIA News

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US slips down global retirement index as more individuals feel the strain
RIA NEWS SEP 11, 2024
US slips down global retirement index as more individuals feel the strain

New analysis looks at multiple factors driving retirement security in 44 countries.

By Steve Randall
Northern Trust announces leadership changes to align for growth
RIA NEWS SEP 11, 2024
Northern Trust announces leadership changes to align for growth

Changes will take place from October 1, 2024.

By Steve Randall
US two-Year yield lowest since 2022 as CPI data is awaited
RIA NEWS SEP 11, 2024
US two-Year yield lowest since 2022 as CPI data is awaited

With a week until the Fed's rates decision, inflation stats are key.

Bitcoin slips as market decides its was a Harris win
RIA NEWS SEP 11, 2024
Bitcoin slips as market decides its was a Harris win

A Trump administration is considered more favorable to cryptos.

Goldman says its ESG stock-picking model wins most of the time
RIA NEWS SEP 11, 2024
Goldman says its ESG stock-picking model wins most of the time

Circular economy is an important part of the equation.

JPMorgan leads banks stocks lower as Pinto tempers earnings expectations
EQUITIES SEP 10, 2024
JPMorgan leads banks stocks lower as Pinto tempers earnings expectations

The remarks at an industry conference Tuesday sent the Wall Street bank on its biggest intraday tumble in more than four years.

By Bloomberg
Investors claiming "emotional distress damages" win lawsuit involving GWG bonds
FIXED INCOME SEP 10, 2024
Investors claiming "emotional distress damages" win lawsuit involving GWG bonds

"This is one of the largest emotional distress damages awarded in Finra’s history,” says attorney.

By Bruce Kelly
September is historically a scary month for stocks. Why not "market time" it?
EQUITIES SEP 10, 2024
September is historically a scary month for stocks. Why not "market time" it?

September seasonality is once again weighing on stocks. Advisors discuss how they handle the market's trickiest month.

By Gregg Greenberg
Savvy extends recruitment push with two experienced advisors
RIA NEWS SEP 10, 2024
Savvy extends recruitment push with two experienced advisors

The AI-powered RIA's newest additions in California and Illinois include an $800M advisor from TIAA and a two-decade veteran from Corebridge.

By Leo Almazora
Women to Watch 2024 excellence awardees revealed
WOMEN ADVISOR COMMUNITY SEP 10, 2024
Women to Watch 2024 excellence awardees revealed

The fifth annual awards night on November 6 will celebrate the best and brightest women in the financial services industry. Did you make the list?

By Josh Welsh
Why advisors are turning to customized portfolios
RIA NEWS SEP 10, 2024
Why advisors are turning to customized portfolios

Advisors delve into the pros and cons as survey reveals what they believe is setting them apart from competitors.

By Josh Welsh
Traders nervous ahead of Harris-Trump debate
RIA NEWS SEP 10, 2024
Traders nervous ahead of Harris-Trump debate

Volatility likely in election run-up, but what's ahead?

Wages could rise fastest in two decades if firms' budgets are as projected
RIA NEWS SEP 10, 2024
Wages could rise fastest in two decades if firms' budgets are as projected

Barometer of salary budget increases reveals strong intentions for 2025.

By Steve Randall
Millions of homeowners could face financial struggle from extreme weather event
RIA NEWS SEP 10, 2024
Millions of homeowners could face financial struggle from extreme weather event

Large share of owners say they would go into debt just to pay insurance deductible.

By Steve Randall
Former Invesco, Merrill veteran joins $17B RIA to lead marketing
RIA NEWS SEP 10, 2024
Former Invesco, Merrill veteran joins $17B RIA to lead marketing

New CMO plans to drive growth at Atlanta based firm.

By Steve Randall
Big branches flex their muscle
INDEPENDENT BROKER DEALERS SEP 10, 2024
Big branches flex their muscle

Latest splits from broker-dealers a sign that perhaps more executives and advisors from these giant branches want to enjoy the fruits of the private equity funds flooding the industry.

By Bruce Kelly
Student debt defaults set for a comeback
RIA NEWS SEP 09, 2024
Student debt defaults set for a comeback

Legal challenges to student loan forgiveness programs and data on consumer debt point to a profound reckoning for borrowers.

By Leo Almazora
Gensler warns advisors and BDs about AI washing ... again
REGULATION AND LEGISLATION SEP 09, 2024
Gensler warns advisors and BDs about AI washing ... again

The SEC chair tells the financial services industry to be careful about describing artificial intelligence to clients and investors.

By Emile Hallez
SEC hammers nine firms with $1.24m in penalties
PRACTICE MANAGEMENT SEP 09, 2024
SEC hammers nine firms with $1.24m in penalties

The regulator's marketing rule sweep found a raft of violations in the investment advisors' advertisements.

By Leo Almazora
Cerity Partners taps Todd Cassler as first-ever growth chief
RIA NEWS SEP 09, 2024
Cerity Partners taps Todd Cassler as first-ever growth chief

The RIA is harnessing the veteran's 20-plus years of experience, most recently at Mariner Wealth Advisors, to accelerate its strategic growth.

By Leo Almazora