RIA News

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ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 25, 2012
LPL signs Alliant Credit Union, with its $8.2 billion in assets

By Liz Skinner
ADVISOR NEWS RETIREMENT PLANNING NOV 25, 2012
Women's health care planning seen as pivotal

By Liz Skinner
INVESTING LIFE INSURANCE AND ANNUITIES NOV 25, 2012
Out of favor, life settlements have boosters

By Liz Skinner
ADVISOR NEWS RETIREMENT PLANNING NOV 21, 2012
Florida authorities convict seller of phony life insurance

By Darla Mercado
ADVISOR NEWS WIREHOUSES NOV 21, 2012
Wells cuts payout to recruiters: Headhunters

Headhunters say Wells Fargo is cutting its payout to recruiters. Andrew Osterland looks at what this rejiggering may mean for wirehouse reps.

By AOSTERLAND
RIAS RIA NEWS NOV 21, 2012
Working with women calls for a different approach

By Jeff Benjamin
MetLife B-D chief leaves company
INVESTING LIFE INSURANCE AND ANNUITIES NOV 20, 2012
MetLife B-D chief leaves company

Broker-dealer group considered non-essential, analyst says.

By Bruce Kelly
RIAS RIA NEWS NOV 20, 2012
INsider: Wheels about to come off commodity super-cycle

Surpluses and a slowdown in China have one analyst calling an end to raw materials boom

By JKEPHART
RIAS RIA NEWS NOV 20, 2012
Regulators eye more enforcement

By Mark Schoeff Jr.
LPL stock rocked by investor's plan to cut stake
INVESTING ALTERNATIVES NOV 20, 2012
LPL stock rocked by investor's plan to cut stake

By Bruce Kelly
Mary Beth Franklin: Four costly Social Security mistakes
ADVISOR NEWS RETIREMENT PLANNING NOV 19, 2012
Mary Beth Franklin: Four costly Social Security mistakes

While some retirees are simply uniformed, others are dangerously misinformed.

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING NOV 19, 2012
Does LTC insurance still make sense?

By MFXFeeder
ADVISOR NEWS RETIREMENT PLANNING NOV 19, 2012
Advisers express thanks for clients' patience and trust

Financial advisers are grateful this Thanksgiving for clients who have been calm and cool in the face of intense market volatility.

By Liz Skinner
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 18, 2012
Lessons from a fallen star

The rise and fall of superstar broker Don DeWaay says plenty about the state of the industry -- and its future.

By Bruce Kelly
RIAS RIA NEWS NOV 18, 2012
U.S. should take cue from Europe on budget deficit

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING NOV 18, 2012
No. 2 at EBSA moves to lead stable value at Prudential

By Darla Mercado
RIAS RIA NEWS NOV 18, 2012
Lazard reining in wealth management unit

By AOSTERLAND
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 18, 2012
Reg D Scare Fading, But Medcap Sales Still Haunt A Broker-dealer

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING NOV 18, 2012
Undoing a decision to claim benefits

By MFXFeeder
RIAS RIA NEWS NOV 18, 2012
Regions back in securities business

By Bruce Kelly