RIA News

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Advisers who went indie say the move has paid off: Fidelity
RIAS RIA NEWS MAR 07, 2012
Advisers who went indie say the move has paid off: Fidelity

In a survey of 173 advisers who went independent in the past five years, 76% said they are better off financially because of the move.

By Bloomberg
RIAS RIA NEWS MAR 07, 2012
TD's Bradley: $340B in breakaway pipeline

TD Ameritrade's Tom Bradley sits down with InvestmentNews deputy editor Frederick P. Gabriel Jr.

By Mark Bruno
Schwab sues banks for manipulating Libor rates
ADVISOR NEWS REGULATION AND LEGISLATION MAR 07, 2012
Schwab sues banks for manipulating Libor rates

Charles Schwab has sued Bank of America Corp., Citigroup Inc. and other banks. The reason? The brokerage claims they conspired to depress Libor rates by understating their borrowing costs. That, in turn, lowered the interest rates on short-term paper that Schwab mutual funds bought from the banks, the suit alleges.

By Doug Cubberley
RIAS RIA NEWS MAR 06, 2012
Strategist: Obama's muni bond tax plans will devalue portfolios

By James Colby
RIAS RIA NEWS MAR 06, 2012
Expiring surrender charges force clients to make tough choices

By Jason Kephart
RIAS RIA NEWS MAR 06, 2012
Raise age for Social Security, affluent Americans say

By Bloomberg
ADVISOR NEWS WIREHOUSES MAR 06, 2012
Do-it-yourself model gaining ground on advisers

By Andrew Osterland
MUB drubbed as price of biggest muni ETF plunges
ADVISOR NEWS RETIREMENT PLANNING MAR 06, 2012
MUB drubbed as price of biggest muni ETF plunges

iShares S&P National AMT-Free Bond Fund records largest loss since 2008; 'extremely overvalued'

By John Goff
RIAS RIA NEWS MAR 06, 2012
Chart of the day: Investors' obsession with gold

Gold is up roughly 13% since the beginning of the year and a number of bullion bulls - <a href=&quot;http://www.investmentnews.com/article/20120220/FREE/120229998&quot;>including John Paulson</a> - are becoming more vocal about the prospects of gold prices going forward.

By Mark Bruno
RIAS RIA NEWS MAR 06, 2012
How RIAs are using interns

In recent weeks, since <i>InvestmentNews</i> announced the launch of our <a href=http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20111215/FREE/111219955>Next Generation</a> initiative, I have had a number of conversations about internships and how different types of advisory firms and brokerages actually use interns.

By Mark Bruno
'Catastrophic' glut of natural gas sends prices plunging
RIAS RIA NEWS MAR 06, 2012
'Catastrophic' glut of natural gas sends prices plunging

Supplies piling up as warm winter weather lessens demand; 'a situation that has never been seen before'

By John Goff
Wealthy to invest more in commodities, cut cash: Survey
INVESTING ALTERNATIVES MAR 06, 2012
Wealthy to invest more in commodities, cut cash: Survey

Wealthy investors will shift more money into commodities, real estate and direct investments in private companies, a survey has found.

By Doug Cubberley
Holding the line on prices is key to profitability
RIAS RIA NEWS MAR 06, 2012
Holding the line on prices is key to profitability

Advisers need to fight the temptation to cut the fees they charge their clients.

By Andrew Osterland
Ruling is Stoli setback for Principal Life
INVESTING LIFE INSURANCE AND ANNUITIES MAR 06, 2012
Ruling is Stoli setback for Principal Life

A federal court decision in Pennsylvania has notched a win for life settlement investors.

By Darla Mercado
Brokers who discount services are losing out
RIAS PRACTICE MANAGEMENT MAR 06, 2012
Brokers who discount services are losing out

Financial advisers who cut their commissions when the market went sour shot themselves in the foot, according to a new study from PriceMetrix.

By Andrew Osterland
RIAS RIA NEWS MAR 05, 2012
Client philanthropy: The gift that keeps giving

Advising on gifting helps build stronger ties to family, adds to book of business

By Liz Skinner
RIAS RIA NEWS MAR 05, 2012
Bull run

It's getting harder for Merrill Lynch to keep its thundering herd in the corral. Indeed, a slew of recent defections is again raising questions about the marriage of the brokerage to the embattled Bank of America.

By John Goff
RIAS RIA NEWS MAR 05, 2012
Updated stable-value funds making a comeback

By Darla Mercado
Deutsche deal would add dramatically to Guggenheim's asset collection
RIAS RIA NEWS MAR 05, 2012
Deutsche deal would add dramatically to Guggenheim's asset collection

Acquisitive firm the last bidder standing for Deutsche Bank's U.S. asset management businesses; purchase would quintuple AUM

By Jason Kephart
ADVISOR NEWS FINTECH MAR 05, 2012
Why practice management should be a continuing-education requirement

Several recent industry studies have found that advisers spend anywhere from 50% to 70% of their time actively managing and attempting to grow their practices, leaving precious little time to actually work with clients.

By Timothy D. Welsh