RIA News

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RIA NEWS FEB 27, 2012
Smooth sailing now, but still plenty of head winds for U.S. economy: Morningstar

Expiring tax cuts, divided Congress and a hard landing in China among the chief worries

By Jeff Benjamin
REGULATION AND LEGISLATION FEB 27, 2012
Obama to the rich: Time to ante up

By Liz Skinner
RIA NEWS FEB 27, 2012
Markets hang in, despite Greek woes

By Jeff Benjamin
Commodities are now mainstream: Survey
RIA NEWS FEB 27, 2012
Commodities are now mainstream: Survey

With a a third of broker reps and indie advisers allocating to precious metals, commodities are now mainstream

By Jeff Benjamin
Investors paying through the nose for Pimco closed-end funds
RIA NEWS FEB 27, 2012
Investors paying through the nose for Pimco closed-end funds

Debt funds trading at steep premium; 11.5% hard to pass up

By John Goff
With mild weather this year, it's been all downhill for ex-Merrill brokerage exec
RIA NEWS FEB 27, 2012
With mild weather this year, it's been all downhill for ex-Merrill brokerage exec

Business at Win Smith's Vermont ski resort off 15%; 'very much like my old world'

By John Goff
Treasury's lifetime-income proposals lean heavy on education
RETIREMENT PLANNING FEB 27, 2012
Treasury's lifetime-income proposals lean heavy on education

Observers find proposals to be well intended, but say workers have a lot to learn on annuities

By Bloomberg
INDEPENDENT BROKER DEALERS FEB 27, 2012
Broker-dealer's parent gets its stock out of hock from a pawn shop

By Bloomberg
RIA NEWS FEB 27, 2012
Jeffrey Saut: Why it's a mistake to be too bearish

The turtle makes no progress until it sticks its neck out; I have been sticking my neck out since Thanksgiving, believing the Santa rally was beginning.

By Jeffrey D. Saut
MedCap co-founder faces tax evasion charges
RIA NEWS FEB 27, 2012
MedCap co-founder faces tax evasion charges

One of the founders of Medical Capital Holdings Inc., the issuer of tainted private placements that have devastated dozens of broker-dealers, faces five counts of failing to file a federal income tax return.

By Bruce Kelly
Morgan Stanley Smith Barney shuns risk as Europe recession looms
RIA NEWS FEB 26, 2012
Morgan Stanley Smith Barney shuns risk as Europe recession looms

Morgan Stanley Smith Barney's wealth-management arm is shunning risk despite rallying stocks and junk bonds

By Doug Cubberley
RETIREMENT PLANNING FEB 26, 2012
Pensco pulls off 'game changer' of an acquisition

By Dan Jamieson
RETIREMENT PLANNING FEB 26, 2012
Neither a borrower nor a lender be

By MFXFeeder
RETIREMENT PLANNING FEB 26, 2012
Practice management should be continuing-education requirement

By Timothy D. Welsh
RIA NEWS FEB 26, 2012
Fee-based advisers are warming up to VAs

Slowly but surely, fee-based and fee-only advisers are beginning to warm up to variable annuities.

By Darla Mercado
RIA NEWS FEB 24, 2012
INsider: 90 seconds with Schwab's Liz Ann Sonders

The chief investment strategist for Charles Schwab & Co. talked with InvestmentNews senior editor Jeff Benjamin at the Morningstar Ibbotson conference in Hollywood, Fla.

By Mark Bruno
REGULATION AND LEGISLATION FEB 24, 2012
Big guys get bonked, little guys get boost

By Darla Mercado
RIA NEWS FEB 24, 2012
Why longevity insurance is a good solution

By MFXFeeder
RIA NEWS FEB 24, 2012
Housing biggest expense for 50-plus set

By Darla Mercado
Assist from 'Linsanity' boosts MSG stock to record high
RIA NEWS FEB 24, 2012
Assist from 'Linsanity' boosts MSG stock to record high

Emergence of Knicks' player as national sensation pushes shares up 6%; should have bought before the Lakers game

By John Goff