RIA News

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Four years later, Dow back over 13,000
RIA NEWS FEB 28, 2012
Four years later, Dow back over 13,000

Clients who didn't panic during the financial crisis and kept their money in the Dow have seen their faith rewarded. On Tuesday, the DJIA closed at 13,000 for the first time since Jan. 2008. The question: Where to from here?

By John Goff
RIA NEWS FEB 28, 2012
What are top stock pickers keen on? Here's 10 high-conviction buys

By John Goff
RIA NEWS FEB 28, 2012
Grantham: Capitalism has no sense of ethics or conscience

By Jeremy Grantham
RIA NEWS FEB 28, 2012
Merrill team jumps ship, signs with Focus Financial

By Andrew Osterland
RETIREMENT PLANNING FEB 28, 2012
Cheaper mortgages offer planning opportunity

By Darla Mercado
Note to clients: Why state school may be the smart bet
RETIREMENT PLANNING FEB 28, 2012
Note to clients: Why state school may be the smart bet

Skyrocketing costs of private schools has advisers telling clients to consider less-prestigious -- and less expensive -- colleges for their kids

By Bloomberg
RIA NEWS FEB 28, 2012
Fed's low-interest-rate policy is a threat

Whether the Federal Reserve's plan to keep interest rates near zero for a protracted period of time will encourage the business sector to expand is open to debate.

By MFXFeeder
TD's Bradley: Volatility ups value of adviser
RIA NEWS FEB 28, 2012
TD's Bradley: Volatility ups value of adviser

Cool-headed thinking most needed during market gyrations; options one way to take advantage

By Bloomberg
Oros bolts TCA to head up RIA sales for Fidelity
RIA NEWS FEB 28, 2012
Oros bolts TCA to head up RIA sales for Fidelity

Industry veteran will oversee sales, relationship management

By Bloomberg
WIREHOUSES FEB 28, 2012
'Wall Street' sequel taps brokerage executive to bring '80s back to life

The door from the trading floor to the chief executive's office opens, and before it can close, the voice of a broker working the phones is heard, using a line that could have been lifted from the Shearson Lehman playbook of the go-go 1980s.

By Bruce Kelly
EMERGING MARKETS FEB 27, 2012
U.S. value buyers find gold in Europe's battered equities

By Dan Jamieson
RIA NEWS FEB 27, 2012
Graham disciple and Buffett favorite dead at 95

By Bloomberg
Merrill bias suit gains class action status
RIA NEWS FEB 27, 2012
Merrill bias suit gains class action status

Suit filed by broker in 2005 lives after appeals court reversal

By Andrew Osterland
RIA NEWS FEB 27, 2012
Smooth sailing now, but still plenty of head winds for U.S. economy: Morningstar

Expiring tax cuts, divided Congress and a hard landing in China among the chief worries

By Jeff Benjamin
REGULATION, LEGAL & COMPLIANCE FEB 27, 2012
Obama to the rich: Time to ante up

By Liz Skinner
RIA NEWS FEB 27, 2012
Markets hang in, despite Greek woes

By Jeff Benjamin
Commodities are now mainstream: Survey
RIA NEWS FEB 27, 2012
Commodities are now mainstream: Survey

With a a third of broker reps and indie advisers allocating to precious metals, commodities are now mainstream

By Jeff Benjamin
Investors paying through the nose for Pimco closed-end funds
RIA NEWS FEB 27, 2012
Investors paying through the nose for Pimco closed-end funds

Debt funds trading at steep premium; 11.5% hard to pass up

By John Goff
With mild weather this year, it's been all downhill for ex-Merrill brokerage exec
RIA NEWS FEB 27, 2012
With mild weather this year, it's been all downhill for ex-Merrill brokerage exec

Business at Win Smith's Vermont ski resort off 15%; 'very much like my old world'

By John Goff
Treasury's lifetime-income proposals lean heavy on education
RETIREMENT PLANNING FEB 27, 2012
Treasury's lifetime-income proposals lean heavy on education

Observers find proposals to be well intended, but say workers have a lot to learn on annuities

By Bloomberg