RIA News

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RIA NEWS APR 07, 2010
How to play the 'other Japan Inc.'

Japan's stock market has attracted as much “new blood” as the U.S. in the past 10 years.

By Taizo Ishida
LIFE INSURANCE AND ANNUITIES APR 07, 2010
Insurers dead set against life settlement securitization

The American Council of Life Insurers is asking policymakers to bar the securitization of life settlements.

By John Goff
RIA NEWS APR 07, 2010
Raymond James hit for $12M in raiding case over ex-A.G. Edwards reps

Raymond James & Associates Inc. was ordered by an arbitration panel to pay Wells Fargo Advisors LLC $12.1 million in a case involving claims of broker raiding.

By Dan Jamieson
RIA NEWS APR 07, 2010
Nikkei on a roll, hits 15-month high

Japan's Nikkei stock index climbed to a 15-month high Monday as a weaker yen boosted exporters while shares in troubled Japan Airlines Corp. surged 31 percent from a record low on hopes for extra government funding.

By Associated Press
RIA NEWS APR 07, 2010
One year later, full examination of crisis lacking

A year after the financial equivalent of Hurricane Katrina struck, damaging the world's economies, devastating the major capital markets and demolishing major financial institutions, it is worthwhile to examine

By MFXFeeder
This is how inflation begins
RIA NEWS APR 06, 2010
This is how inflation begins

Not surprisingly, it often starts with a geometric rise in government debt. Sound familiar?

By Jeffrey D. Saut
WIREHOUSES APR 06, 2010
Recruiting tug of war: The internal brokerage battle

Within the individual brokerage firms, there is an ongoing tug of war going on. On one side are Branch Managers who are put under pressure to hire.

By DSARCH
INDEPENDENT BROKER DEALERS APR 06, 2010
Sykes letter to IN: Closure of GunnAllen was a surprise

<i>The following is a letter from John Sykes, the largest single shareholder in defunct broker-dealer GunnAllen Financial, in response to this question posed by InvestmentNews news editor Bruce Kelly late last month: &#8220;What happened at GunnAllen?&#8221;</i>

By Mark Bruno
LIFE INSURANCE AND ANNUITIES APR 06, 2010
HSAs a health care reform winner?

HSA deposits are expected to top $14 billion in assets this year, up from $1 billion in 2006

By Bloomberg
RIA NEWS APR 06, 2010
TD Bank's profit soars in 1Q -- despite a dip at TD Ameritrade

By Associated Press
RIA NEWS APR 05, 2010
Bear Stearns honchos grilled on collapse

Executives testified today that they did all they could to keep Bear Stearns

By Associated Press
RIA NEWS APR 05, 2010
Buybacks, job report likely to push stocks even higher

The stock market has been on some run of late, with the S&amp;P 500 index up nearly 5% in the first quarter. With cash-rich corporates eyeing stock buybacks, expect more of the same.

By John Goff
RIA NEWS APR 05, 2010
Look out for hidden swap taxes

Buried in the jobs creation law signed by President Barack Obama last month were a number of tax and reporting provisions that have nothing to do with employment opportunities.

By Robert N. Gordon
RIA NEWS APR 05, 2010
Federal Reserve holds rates at record lows, brews internal dissent

The Federal Reserve repeats its pledge to hold interest rates at record lows to foster the economic recovery and ease high unemployment.

By Associated Press
IRS targeting tax evaders at 20 Swiss banks, UBS says
RIA NEWS APR 05, 2010
IRS targeting tax evaders at 20 Swiss banks, UBS says

The bank urges the Swiss parliament to sign a tax treaty with the U.S. -- or risk winding up on Uncle Sam's blacklist

By Associated Press
Buffett lunch: Investment firm set for $1.7M meal with Omaha's Oracle
RIA NEWS APR 05, 2010
Buffett lunch: Investment firm set for $1.7M meal with Omaha's Oracle

The Canadian investment firm that paid $1.68 million last year to win lunch with billionaire investor Warren Buffett is about to collect its prize.

By Associated Press
Credit-counseling group launches site for Hispanics
RIA NEWS APR 04, 2010
Credit-counseling group launches site for Hispanics

Financial literacy has gone bilingual.

By Amanda Fiscina
RIA NEWS APR 02, 2010
Employers added most jobs in three years in March

The nation's economy posted its largest job gain in three years in March, while the unemployment rate remained at 9.7 percent for the third straight month.

By Bloomberg
RIA NEWS APR 02, 2010
Money manager charged in $190M Ponzi scheme

An Apple Valley, Minn., money manager is charged with orchestrating a Ponzi scheme that allegedly defrauded at least 1,000 victims out of $190 million.

By Bloomberg
RIA NEWS APR 02, 2010
IPO market on pace for best two weeks since '07

With five companies slated to go public next week, the initial-public-offering market is on track for its best two-week period since December 2007 &#8212; when there were 13 IPOs spread over two weeks.

By Jeff Benjamin