A.G. Edwards & Sons Inc. has sued more brokers who left the firm in the wake of its recent merger with Wachovia Securities LLC.
The wealthiest Americans took a record slice of the income pie in 2005, according to an IRS report.
Rising energy costs bumped overall producer prices up 1.1% during, but consumers were happy to open their wallets.
Nebraska insurance director L.Tim Wagner died on Tuesday, according to the National Association of Insurance Commissioners.
One of the nation's top producing registered reps is under investigation by Michigan securities regulators.
U.S. wholesalers' inventories increased at a slower-than-expected rate in August, as demand for goods increased.
Tax preparer Jackson Hewitt has named Michael Yerington as its new president and chief executive.
The number of brokers at independent dealers will catch up to the number of wirehouses in three years.
The PPA has not increased the security of defined-benefit pension plans, the Pension Benefit Guaranty Corp. said.
The Select Multi-Asset Pool is actively managed and invests in a broader range of asset classes than the program’s other pools.
Pershing will expand its products and services to LPL B-Ds that use Pershing, the firms announced today.
JPMorgan Chase analyst Kenneth B. Worthington downgraded Merrill's stock to "neutral" from ''overweight.''
More than two years after the launch of the first variable annuity based on exchange traded funds, VA providers and financial advisers are still ap-proaching the product with caution.
In this newly created role, Gregg Mahalich will oversee Jackson’s wholesale efforts among regional firms.
The clearing firm's B-Ds will provide consolidated performance reporting across all accounts.
Guy Carpenter and Co. is accused of conspiring with reinsurers to fix prices and eliminate competition.
ING Investment Management Americas will purchase wind energy credits for its domestic operations equal to all of its electricity needs in the hopes of becoming carbon neutral by the end of the year.
More than two years after the launch of the first variable annuity based on exchange traded funds, VA providers and financial advisers are still ap-proaching the product with caution.
My friend Jay figured he was in a win-win situation: He would get $80 from the Internal Revenue Service for participating in an online customer satisfaction survey. In his mind, he would get paid for telling the IRS exactly what he thought about it.
Under regulations governing the securities industry, it's not enough for firms merely to archive e-mails; they must be able to furnish them to regulators “promptly.”
