RIA News

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Nominations are open for inaugural InvestmentNews Awards
RIA NEWS JAN 19, 2024
Nominations are open for inaugural InvestmentNews Awards

Do you have what it takes to make the prestigious list?

By Josh Welsh
Wall Street adopts new defense against attacks on ESG
RIA NEWS JAN 19, 2024
Wall Street adopts new defense against attacks on ESG

Climate alliances are changing their language to counter GOP allegations that climate alliances represent a form of collusion that warrants antitrust lawsuits.

By Bloomberg
Want to make a 'few billion dollars'? Entrepreneur explains how
RIA NEWS JAN 19, 2024
Want to make a 'few billion dollars'? Entrepreneur explains how

Billionaire Brad Jacobs offers tips from his experience founding seven billion-dollar companies.

By Gregg Greenberg
Bullishness is rising with rate cut expectations, reveals Morgan Stanley poll
RIA NEWS JAN 19, 2024
Bullishness is rising with rate cut expectations, reveals Morgan Stanley poll

Investors have increased confidence in rate cuts, soft landing for the US economy.

By Steve Randall
Citi launches $2B private lending solution with LuminArx Capital
ALTERNATIVES JAN 19, 2024
Citi launches $2B private lending solution with LuminArx Capital

The two firms' capabilities aim to provide a differentiated offering.

By Steve Randall
Blackstone CEO says 'animal spirits' are returning to markets
RIA NEWS JAN 19, 2024
Blackstone CEO says 'animal spirits' are returning to markets

Steve Schwarzman says expectations of Fed rate cuts are enticing investors.

By Bloomberg
Almost 74,000 to benefit as Biden cancels $5B student debt
RIA NEWS JAN 19, 2024
Almost 74,000 to benefit as Biden cancels $5B student debt

Public servants make up the bulk of beneficiaries.

By Bloomberg
How one emerging-market money manager is beating 99% of his peers
RIA NEWS JAN 19, 2024
How one emerging-market money manager is beating 99% of his peers

Looking beyond the Fed is paying off for Canadian fund manager.

By Bloomberg
Captrust acquires $770M Texas RIA
RIA NEWS JAN 18, 2024
Captrust acquires $770M Texas RIA

Engrave Wealth Partners, based in The Woodlands, has 10 team members.

By InvestmentNews
RIA M&A is here for the longer term, says Fidelity
RIA NEWS JAN 18, 2024
RIA M&A is here for the longer term, says Fidelity

Strong activity in the third quarter of 2023 continued into the fourth quarter.

By Steve Randall
Stocks drop, bonds rise as Fed rate bets ease
RIA NEWS JAN 18, 2024
Stocks drop, bonds rise as Fed rate bets ease

Strong US economy could keep policymakers on the sidelines.

By Bloomberg
JPMorgan warns of increased hacker threats
RIA NEWS JAN 18, 2024
JPMorgan warns of increased hacker threats

The firm has seen an increase in hackers targeting its systems.

By Bloomberg
RBC chief eyes 'significant opportunities' in US capital markets
INDEPENDENT BROKER DEALERS JAN 18, 2024
RBC chief eyes 'significant opportunities' in US capital markets

Canadian bank's CEO aims to expand the firm’s share of the market.

By Bloomberg
Rockefeller continues roll in hiring advisors as 2024 kicks off
RIA NEWS JAN 17, 2024
Rockefeller continues roll in hiring advisors as 2024 kicks off

Rockefeller Capital's broker-dealer has seen a net gain of 271 financial advisors since 2020.

By Bruce Kelly
Fintech launches annuities platform
RIA NEWS JAN 17, 2024
Fintech launches annuities platform

Flourish aims to facilitate RIAs’ access to annuities.

By InvestmentNews
Schwab saw decline in net new assets in Q4
INDEPENDENT BROKER DEALERS JAN 17, 2024
Schwab saw decline in net new assets in Q4

'No one at Schwab is kidding themselves that everything is perfect right now,' says CEO Walt Bettinger.

By Bloomberg
Banks are using AI against rising fraud threat, but customers are not happy
RIA NEWS JAN 17, 2024
Banks are using AI against rising fraud threat, but customers are not happy

Explaining how tech is protecting them is key to winning people over.

By Steve Randall
Wirehouse veterans launch firm for 'millionaire next door' with Dynasty, Fidelity
RIA NEWS JAN 17, 2024
Wirehouse veterans launch firm for 'millionaire next door' with Dynasty, Fidelity

Financial advisor trio previously managed $420M at Merrill Lynch.

By Steve Randall
Are traders relying too much on history in bets on early rate cut?
FIXED INCOME JAN 17, 2024
Are traders relying too much on history in bets on early rate cut?

Some strategists believe the Fed will wait longer than it has in the past.

By Bloomberg
IMF warns of worryingly high liquidity risks
RIA NEWS JAN 17, 2024
IMF warns of worryingly high liquidity risks

Executive says many countries have extremely high debt due to pandemic borrowing.

By Bloomberg