RIA News

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HSA balances continue to grow along with usage
RETIREMENT PLANNING MAR 13, 2024
HSA balances continue to grow along with usage

EBRI research reveals the benefits of matching contributions, the untapped power of investing balances, and the influence of age on usage.

By Leo Almazora
Carson continues growth in Nebraska with $163M practice
RIA NEWS MAR 13, 2024
Carson continues growth in Nebraska with $163M practice

The national wealth firm is widening its footprint in Omaha as it welcomes a veteran advisor duo.

By Leo Almazora
Merit snaps up $540M Washington team
RIA NEWS MAR 13, 2024
Merit snaps up $540M Washington team

The Atlanta-based RIA is deepening its Pacific Northwest footprint with a financial planning team from LPL.

By Leo Almazora
Savvy Advisors adds three wealth managers in California, Arkansas
RIA NEWS MAR 13, 2024
Savvy Advisors adds three wealth managers in California, Arkansas

RIA focuses on high-net-worth clients using a proprietary platform.

By Steve Randall
Stocks struggle to find direction after rally
EQUITIES MAR 13, 2024
Stocks struggle to find direction after rally

Tuesday's strong session on Wall Street has left equities without clarity.

By Bloomberg
UBS report shows decline in global art sales
RIA NEWS MAR 13, 2024
UBS report shows decline in global art sales

But the market still saw $65 billion in sales last year.

By Bloomberg
NFL union taps Ameriprise to work with players
INDEPENDENT BROKER DEALERS MAR 12, 2024
NFL union taps Ameriprise to work with players

'Something like this puts Ameriprise on the map in the competition among the regional firms and the independent broker-dealers,' one recruiter says.

By Bruce Kelly
Core inflation comes in higher than expected for second month
RIA NEWS MAR 12, 2024
Core inflation comes in higher than expected for second month

The latest consumer price index reinforces the Federal Reserve's cautious approach to cutting rates.

By Bloomberg
Gold standard drives Steward’s growth
RIA NEWS MAR 12, 2024
Gold standard drives Steward’s growth

Steward Partners CEO talks about the value of its equity ownership model, why the wirehouses have already lost, and plans to continue the firm’s M&A momentum.

By James Burton
Nomura private and public credit offerings brought together under new brand
RIA NEWS MAR 12, 2024
Nomura private and public credit offerings brought together under new brand

The change impacts the global firm’s operations in the Americas.

By Steve Randall
JPMorgan chief says US recession is not 'off the table' yet
RIA NEWS MAR 12, 2024
JPMorgan chief says US recession is not 'off the table' yet

Jamie Dimon believes expectation of a soft landing are too high.

By Bloomberg
Wristy business? Luxury watches turn back time
RIA NEWS MAR 12, 2024
Wristy business? Luxury watches turn back time

Report reveals demand for rare timepieces has weakened.

By Bloomberg
Financial insecurity among Americans hits new high
RIA NEWS MAR 11, 2024
Financial insecurity among Americans hits new high

With inflation leading their concerns, survey finds two-fifths of respondents are playing defense in their savings and investments.

By Leo Almazora
Limra partnership takes aim at life insurance, retirement plan fraud
RETIREMENT PLANNING MAR 11, 2024
Limra partnership takes aim at life insurance, retirement plan fraud

The collaboration aims to empower insurers, retirement service providers and other stakeholders against financial crime.

By Leo Almazora
Mother joins daughter at $28B firm
RIA NEWS MAR 11, 2024
Mother joins daughter at $28B firm

Marianne Carter says her move was motivated by the need for a succession plan.

By Josh Welsh
Advisors, don’t overlook these items during tax season
RIA NEWS MAR 11, 2024
Advisors, don’t overlook these items during tax season

A host of new rules and regulations impacting high-net-worth individuals take effect this year, not to mention a significant old one that’s expiring at the end of 2025.

By Gregg Greenberg
RFG Advisory aims to be a leading name for independent advisors
RIA NEWS MAR 11, 2024
RFG Advisory aims to be a leading name for independent advisors

Hybrid firm adds trio to executive leadership team.

By Steve Randall
Compound Planning adds six advisors to its digital family office
RIA NEWS MAR 11, 2024
Compound Planning adds six advisors to its digital family office

Advisor recruiting at the firm has already surpassed last year's total.

By Steve Randall
US futures retreat ahead of data-heavy week
RIA NEWS MAR 11, 2024
US futures retreat ahead of data-heavy week

Investors are awaiting US CPI stats Tuesday among other releases.

By Bloomberg
Bond investors want more EU debt amid Russia tensions
FIXED INCOME MAR 11, 2024
Bond investors want more EU debt amid Russia tensions

Higher defense spending is on the agenda to boost AAA-rated bonds.

By Bloomberg