TRO bars Joan Greenspon and Amanda Salyer from reaching out to hundreds of former Edelman clients representing more than $300 million in assets, who left the mega-RIA following the advisors' departures in February.
13 years after it was founded, the hybrid RIA has rebranded with a new name and logo.
Meanwhile, Carson added an independent office in New York led by a mother-son duo, and Maridea gets a second location in Phoenix.
Planning organizations including CFP Board and the FPA support updating the SEC’s small-entity yardstick while pressing for an employee-based standard.
Digital asset registered investment advisor targets Nasdaq listing to scale wealth platform.
The $326 billion mega-RIA is committing $175 million in equity to advisors as firms across the industry increasingly use ownership stakes to recruit and retain talent.
Bernstein Private Wealth is taking an intentional approach to mentorship, sponsorship, and leave policies as women move into control of trillions in assets.
Industry group says $1B AUM line reflects inflation, rising regulation, and evolving advisory business models.
Rise's fourth non-control minority staking deal puts it alongside Dynasty Financial Partners as a strategic partner in the $3.1-billion RIA's continued growth.
Deal strengthens retirement plan expertise and expands national reach for fast-growing wealth firm.
Nebraska-based Furstenau Financial is the latest fully owned location to join the $57 billion-plus RIA's network, which includes more than 50 Carson Wealth locations.
“We’re really leaning into SEI and helping create a more robust partnership,” said Merit Financial Managing Principal Tyler Vernon.
Meanwhile, &Partners lures another Wells Fargo team in upstate New York, and Summitry expands in California with a new $721 million partner firm.
Former IEQ Capital executive joins fast-growing RIA as firm scales operations nationwide.
Birmingham-based advisory firm joins platform as industry demand for flexible deal structures grows.
Firm recruits UBS and Raymond James advisors in Ohio and Maryland to expand wealth platform.
RIA aims to turn M&A momentum into measurable organic growth through proprietary technology.
Range, an RIA managing about $700 million, currently employs roughly 25 financial advisors, but CEO Fahad Hassan says, "over the next one to three years, our plan is to eliminate our own advisor base," as the company further develops its AI wealth management tools.
Meanwhile, Carson announces a milestone acquisition in New Hampshire, while fee-only RIA Savant plants its third stake in Michigan.
Recruiting activity continues as firms target experienced teams and tech platforms.
