RIA News

Displaying 36690 results
Trump set to simplify Biden-era chip restrictions
RIAS RIA NEWS MAY 08, 2025
Trump set to simplify Biden-era chip restrictions

AI-diffusion rule could be rescinded, easing regulation.

By Bloomberg
Bitcoin is nearing $100K for the first time since February
RIAS RIA NEWS MAY 08, 2025
Bitcoin is nearing $100K for the first time since February

Other cryptos are also gaining amid trade expectation.

By Bloomberg
Apple eyes major AI play that could disrupt Google
RIAS RIA NEWS MAY 08, 2025
Apple eyes major AI play that could disrupt Google

AI search would mark a big shift for Mac, iPhone, iPad users.

By Bloomberg
Finra extends feedback period on rule modernization
ADVISOR NEWS REGULATION AND LEGISLATION MAY 08, 2025
Finra extends feedback period on rule modernization

Regulator wants to know which rules are outdated

By Steve Randall
Fixed income, alternative investments were powerful combo in Q1
INVESTING EQUITIES MAY 07, 2025
Fixed income, alternative investments were powerful combo in Q1

Large US institutional funds fared better with a lower allocation to equities.

By Steve Randall
Elevation Point banks on family office model to combat fee compression
RIAS RIA NEWS MAY 07, 2025
Elevation Point banks on family office model to combat fee compression

Advisors can dodge looming fee compression by offering family office services like property and casualty insurance, explains Elevation Point's Jim Dickson as his firm brings on investment from the Milstein-family backed Emigrant Partners.

By Andrew Cohen
Can ETF issuers mimic Buffett's investing magic?
INVESTING EQUITIES MAY 07, 2025
Can ETF issuers mimic Buffett's investing magic?

As Berkshire Hathaway remains a top-performing financial stock, ETFs that offer a similar value style could appeal to investors, according to CFRA.

By Leo Almazora
Trump administration's downsizing push hits thousands of Wall Street cops
ADVISOR NEWS REGULATION AND LEGISLATION MAY 07, 2025
Trump administration's downsizing push hits thousands of Wall Street cops

Buyouts, layoffs, early retirements, and hiring freezes have added up to the steepest cuts in decades at the SEC and other federal agencies.

By Bloomberg
How is AI rewiring financial planning? Global survey sheds light
RIAS PRACTICE MANAGEMENT MAY 07, 2025
How is AI rewiring financial planning? Global survey sheds light

More than three-quarters of planners believe AI will enhance client service, but call for more training and guidance.

By Leo Almazora
Advisor moves: LPL welcomes women-led B. Riley team as RayJay reels in father-son pair from Wells Fargo
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAY 07, 2025
Advisor moves: LPL welcomes women-led B. Riley team as RayJay reels in father-son pair from Wells Fargo

Elsewhere, Wells Fargo also recently announced several new hires from Cetera, Merrill Lynch, and JPMorgan.

By Leo Almazora
Changes at Cetera: John Lefferts to lead indie advisor community as Clint Brookshire heads up Avantax
ADVISOR NEWS FINTECH MAY 07, 2025
Changes at Cetera: John Lefferts to lead indie advisor community as Clint Brookshire heads up Avantax

The leadership changes are happening just as the firm forges a strategic partnership with AI notetaking leader Jump.

By Leo Almazora
Netflix investors unfazed by new movie tariff threat
INVESTING EQUITIES MAY 07, 2025
Netflix investors unfazed by new movie tariff threat

The streaming giant's bulletproof status against Trump's trade war got hit with a Sunday social media punch, but strategists still have faith.

By Bloomberg
Integrated Partners allies with Carefull against elder fraud
ADVISOR NEWS FINTECH MAY 07, 2025
Integrated Partners allies with Carefull against elder fraud

The $21 billion RIA is adding financial safety tools to help advisors support aging clients and strengthen cross-generational ties.

By Leo Almazora
US stock futures rise amid trade talk optimism
RIAS RIA NEWS MAY 07, 2025
US stock futures rise amid trade talk optimism

Treasuries, gold move lower while dollar gains slightly.

By Bloomberg
US-China trade talks to start this week
RIAS RIA NEWS MAY 07, 2025
US-China trade talks to start this week

Bessent, Greer will head to Switzerland for talks with counterparts.

By Bloomberg
Private credit could see 'golden moment' despite tariff risks
RIAS RIA NEWS MAY 07, 2025
Private credit could see 'golden moment' despite tariff risks

Milken Institute conference brings together industry thought-leaders.

By Bloomberg
Just how disruptive are Trump’s tariffs to China's economic plan?
RIAS RIA NEWS MAY 07, 2025
Just how disruptive are Trump’s tariffs to China's economic plan?

The reality may pressure Beijing to agree trade deal with US swiftly.

By Bloomberg
Federal Reserve leaves interest rates unchanged; Chair Jerome Powell warns of sustained tariff increases
RIAS RIA NEWS MAY 07, 2025
Federal Reserve leaves interest rates unchanged; Chair Jerome Powell warns of sustained tariff increases

The Federal Reserve kept the benchmark interest rate at a range between 4.25% and 4.5%, but noted rising risks of unemployment and inflation.

Raymond James, Janney expand their reach with new advisors
RIAS RIA NEWS MAY 07, 2025
Raymond James, Janney expand their reach with new advisors

The firms have added $285M and $400M respectively to their AUM

By Steve Randall
What is Balefire, the new $3.7B RIA firm that wants to 10x AUM in a decade?
RIAS RIA NEWS MAY 06, 2025
What is Balefire, the new $3.7B RIA firm that wants to 10x AUM in a decade?

Two legacy teams unite under a new banner with clients in 39 states

By Steve Randall