RIA News

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Even digital assets face physical theft risk as $3.5M crime spree highlights
RIAS RIA NEWS SEP 16, 2024
Even digital assets face physical theft risk as $3.5M crime spree highlights

Violent home invasions and even kidnap were used by criminals.

By Steve Randall
Retail credit card interest rises to new record high ahead of holiday season
RIAS RIA NEWS SEP 16, 2024
Retail credit card interest rises to new record high ahead of holiday season

Analyst warns consumers not to fall for the deferred interest promotions tap.

By Steve Randall
Dollar slips, bonds gain ahead of expected Fed cut
RIAS RIA NEWS SEP 16, 2024
Dollar slips, bonds gain ahead of expected Fed cut

But traders are undecided on how big the rate cut will be.

Why Fed cut won't make much difference to homeowners
RIAS RIA NEWS SEP 16, 2024
Why Fed cut won't make much difference to homeowners

Former Trump economist says lenders have priced in cuts already.

1 in 8 retirees may resume working next year
ADVISOR NEWS RETIREMENT PLANNING SEP 13, 2024
1 in 8 retirees may resume working next year

As phased retirement and "unretirement" become normal, working past the traditional retirement age of 65 helps with finances and can help slow cognitive decline.

By Emile Hallez
Improve engagement by making clients feel smarter
RIAS PRACTICE MANAGEMENT SEP 13, 2024
Improve engagement by making clients feel smarter

Being "a chameleon" and using scales and metaphors also go a long way, advisors say.

By Josh Welsh
SEC bars advisor who claimed he managed “trillions” for clients
ADVISOR NEWS REGULATION AND LEGISLATION SEP 13, 2024
SEC bars advisor who claimed he managed “trillions” for clients

In reality, the firm managed less than $25 million, according to the SEC.

By Bruce Kelly
'We let advisors create their own adventure'
RIAS RIA NEWS SEP 13, 2024
'We let advisors create their own adventure'

Future Proof CEO Matt Middleton reflects on the event's rapid growth as it prepares to welcome around 4,500 professionals to Huntington Beach.

By James Burton
Financial advisors tweaking bond portfolios as rate cuts approach
INVESTING FIXED INCOME SEP 13, 2024
Financial advisors tweaking bond portfolios as rate cuts approach

Wealth managers are adding protection and modifying duration as the Fed prepares to cut rates.

By Gregg Greenberg
Celebrating clients' net-worth milestones
RIAS PRACTICE MANAGEMENT SEP 13, 2024
Celebrating clients' net-worth milestones

George Acheampong, the founder of Melanin Money, has an ambitious goal – to reduce the racial wealth gap by $100 billion.

By Chris Davis
Authenticity leads to genuine connections
RIAS PRACTICE MANAGEMENT SEP 13, 2024
Authenticity leads to genuine connections

Josh Bannerman refuses to adopt a different persona online and has grown his practice through social media and engaging content.

By Chris Davis
BlackRock's 'surround sound' model
RIAS PRACTICE MANAGEMENT SEP 13, 2024
BlackRock's 'surround sound' model

Eve Cout, managing director, believes advisors are seeking deeper partnerships with firms like BlackRock

By Chris Davis
Finding value in distressed investing
INVESTING ALTERNATIVES SEP 13, 2024
Finding value in distressed investing

Segment one of the last remaining parts of the markets where you can find inefficient pricing says advisor.

By Chris Davis
Putting down business roots
RIAS PRACTICE MANAGEMENT SEP 13, 2024
Putting down business roots

Amy Irvine reflects on the challenges of starting her own business.

Pro-Harris poll surge sparks urgency on living wealth transfers
RIAS RIA NEWS SEP 13, 2024
Pro-Harris poll surge sparks urgency on living wealth transfers

The coming sunset of an estate and gift tax exemption is putting the heat on wealthy Americans to fast-track their inheritance plans.

By Leo Almazora
Sowell selects Tifin to supercharge client acquisition
ADVISOR NEWS FINTECH SEP 13, 2024
Sowell selects Tifin to supercharge client acquisition

Strengthening their years-long connection, the strategic partnership will give the Arkansas-based RIA access to fresh insights to drive asset growth.

By Leo Almazora
Erisa at 50: Retirement leaders reflect on what it got right, and wrong
ADVISOR NEWS REGULATION AND LEGISLATION SEP 13, 2024
Erisa at 50: Retirement leaders reflect on what it got right, and wrong

Many workers still don't participate in plans or contribute enough to their accounts, and a former DOL leader says she wishes IRAs were looped into the Employee Retirement Income Security Act.

By Emile Hallez
Does more AI use mean more clients? Think again
ADVISOR NEWS FINTECH SEP 13, 2024
Does more AI use mean more clients? Think again

Experts warn that despite AI’s ability to scale, it doesn’t replace the human, emotional relationship with clients.

By Josh Welsh
Going beyond DEI. How to 'Lead Bigger' by leveraging inclusion
RIAS PRACTICE MANAGEMENT SEP 13, 2024
Going beyond DEI. How to 'Lead Bigger' by leveraging inclusion

In her new book 'Lead Bigger,' former AT&T executive Ann Chow explains how today's leader can leverage inclusion to grow their business.

By Gregg Greenberg
Raymond James lands $360M team from LPL
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 13, 2024
Raymond James lands $360M team from LPL

The latest hires catering to business owners and family offices are joining its independent employee division, Raymond James Advisor Select, in Mississipi.

By Leo Almazora