RIA News

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EQUITIES JUL 03, 2014
Barclays looks like the latest bank to back away from commodities trading

<i>Breakfast with Benjamin:</i> Barclays backing away from commodities. Plus: Goldman hangs tough in the commodity-trading arena, getting esoteric with income investing, riding on an M&amp;A high, and IRS bonuses whether you've paid your taxes or not

By Jeff Benjamin
EQUITIES JUL 03, 2014
Jobs report looks beyond the winter blues

<i>Friday's menu:</i> Jobs report looks past winter blues; investing in weed for a pot of gold; GM execs get PR all wrong; five funds set to bounce: jumping on the HFT bandwagon, and when the rich don't feel rich

By Jeff Benjamin
RIA NEWS JUL 02, 2014
Government may lift restrictions on private equity investing

Will small investors get in over their heads? Experts disagree on who can handle the high-stakes world of investing in hedge funds and startups.

By Mark Schoeff Jr.
FINTECH JUL 02, 2014
Does increased technology usage boost advisers' bottom lines?

By InvestmentNews Research
RIA NEWS JUL 02, 2014
Adviser lessons from Dr. Dre: Long-term greedy vs. short-term greedy

What if taking upfront money actually reduces the ability to capture the real long-term wealth in your firm?

By Joe Duran
RIA NEWS JUL 02, 2014
Wealthy clamor for luxury condo-hotel properties

Cities including Miami, New York and Los Angeles see renewed demand for properties with amenities comparable to full-service hotels.

By lkonish
LIFE INSURANCE AND ANNUITIES JUL 02, 2014
Beware state premium taxes on annuities

With different rates in different states, these under-the-radar taxes require close scrutiny of annuities contracts to avoid hidden surprises.

By Darla Mercado
PRACTICE MANAGEMENT JUL 02, 2014
Morgan Stanley's Gorman seeks to tame broker compensation

Wirehouse CEO looks to reduce compensation to 55% of revenue from around 60% as brokers do more banking and lending.

By Mason Braswell
EQUITIES JUL 02, 2014
Three yards and a cloud of dust: The economy, the stock market and bonds

Wasatch Funds' Sam Stewart invokes legendary football coach Woody Hayes in reviewing the first quarter and says that today, sticking to the basics in a slow-growth economy with unprecedented monetary stimulus is the way to go.

By Sam Stewart
RIA NEWS JUL 02, 2014
Long-term unemployed no less productive on the job

New study shows that individuals who have been out of work for extended time contribute just as much once hired

By lkonish
RIA NEWS JUL 02, 2014
Controversial analyst trades barbs with JPMorgan Chase execs over asset management unit

Mike Mayo, the analyst who sparred at JPMorgan Chase's 2013 investor day with chief executive Jamie Dimon, challenged the bank at Tuesday's event about the logic of holding an asset-management business.

By Andrew Leigh
RETIREMENT PLANNING JUL 01, 2014
Mutual fund fees in 401(k)s move lower, industry group says

A trade group's study says tough competition between fund managers is driving fees down &amp;mdash; but investors still may not be getting a good deal. Compare your fees to the averages.

By Trevor Hunnicutt
RETIREMENT PLANNING JUL 01, 2014
IRS cracks down on U.S. citizens living overseas

New taxes on foreign bank accounts and investments aim to limit tax evasion, but at what cost?

By lkonish
RIA NEWS JUL 01, 2014
Warning: Look before you leap into variable annuities

Regulator emphasizes need for investors to clearly understand products' risks as they search for higher yields.

By Mark Schoeff Jr.
EQUITIES JUL 01, 2014
The value of Twitter

<i>Breakfast with Benjamin</i> The (awesome) value of Twitter. Plus: J.D. Power's annual survey of advisers' job satisfaction, mid-year stock review, yes, ETF cost matters, bringing back volatility, and a car maker returns.

By Jeff Benjamin
EQUITIES JUL 01, 2014
The grim reality of inflation without wage growth

On Friday's menu: Inflation without wage growth: Cause for concern? Plus: The Fed has painted itself into a corner, consumer stocks are likely to take a hit, bracing for Treasury yield volatility, silver outshines gold in June, and how to live to be 100.

By Jeff Benjamin
EQUITIES JUL 01, 2014
The Fed views inflation through rose-colored glasses

On Wednesday's <i>Breakfast with Benjamin</i> menu: The Fed dons rose-colored glasses. Plus: Junk bond yields get scary low, commodity hedge funds fall out of favor, what you need to know about stock buyback ETFs, and the inequality mob is driving the rich to hoard cash

By Jeff Benjamin
FINTECH JUL 01, 2014
Pershing digs into its big data plate to find securities to lend

Custodian's &#8220;Lending Ball&#8221; tech tool finds matches for securities lending.

By Joyce Hanson
LIFE INSURANCE AND ANNUITIES JUL 01, 2014
New annuities offer exposure to equities and downside protection

New annuities offer uncapped exposure to equities plus downside protection. &quot;It's been a game changer,&quot; one exec says.

By Darla Mercado
FINTECH JUL 01, 2014
As e-communication channels proliferate, risk of Finra fines spikes

Smarsh survey finds 88% of firms issue mobile devices to employees who use them to IM, text and tweet.

By Joyce Hanson