RIA News

Displaying 36708 results
RIA NEWS NOV 25, 2013
Nuveen's Doll: 'Risk-on' resumes as uncertainty subsides

Nuveen's Doll: 'S&P 500 is in a churning phase'

By By Bob Doll
RIA NEWS NOV 24, 2013
Don't fear the taper: Bonds indicate no rate boost 'til 2015

Traders don't see the Federal Reserve raising its benchmark interest rate from a record low until nine months after policymakers end their monthly bond purchases of $85 billion

By Gregory Crawford
RETIREMENT PLANNING NOV 24, 2013
Retirement planning is now a family affair

By Mary Beth Franklin
RETIREMENT PLANNING NOV 24, 2013
Make sure clients road-test retirement

By MFXFeeder
MUTUAL FUNDS NOV 24, 2013
Mutual funds not in 'too big to fail' category

By MFXFeeder
RETIREMENT PLANNING NOV 22, 2013
Boomers badly underestimate cost of nursing home care

Don't miss the mark and think Obamacare covers long-term-care insurance

By CODONNELL
RETIREMENT PLANNING NOV 22, 2013
Boomers miss mark thinking Obamacare covers long-term-care insurance

They badly underestimate the cost of nursing home care.

By CODONNELL
RIA NEWS NOV 22, 2013
Gold bears persist as metal heads for big monthly drop

Investors remain largely bearish on gold as the metal heads for its biggest monthly drop since June and its first annual drop since 2000. Even hedge fund manager John Paulson, one-time bull, wouldn't add more at current levels.

By Gregory Crawford
EQUITIES NOV 22, 2013
Iran nuke accord is already moving markets

Plus: Fed taper could hit savers hard, new scrutiny on company stock in K plans, the stocks hedge funds love and Consumer Report's annual "naughty and nice" list. All in today's Breakfast with Benjamin.

By Jeff Benjamin
RIA NEWS NOV 22, 2013
Market mania has advisers reaching for tranquilizers

With the equity markets hitting record highs, here's what the experts say about how you can avoid overreacting

By Jeff Benjamin
RIA NEWS NOV 22, 2013
Oxford's word of the year is...

The word the most reflects the "ethos, mood, or preoccupations" of 2013, plus other must-reads from wealth manager and CNBC commentator Josh Brown

By Joshua Brown
RETIREMENT PLANNING NOV 22, 2013
A little flexibility goes a long way with trusts

When setting up trusts, strike a balance between considering future changes and setting clear parameters to prevent abuse

By Darla Mercado
RIA NEWS NOV 22, 2013
Day JFK killed NYSE faced massive selloff

The vice chairman of the exchange at the time, called it the worst avalanche of selling he'd ever seen, according to an unpublished oral history kept by the exchange. The Dow lost 21 points, or 2.9%, on Nov. 22, 1963.

By Matt Ackermann
WIREHOUSES NOV 22, 2013
Merrill Lynch fined over rogue broker

Massachusetts securities' regulators fine the brokerage giant $500,000 for failing to stop a rep from defrauding clients.

By Trevor Hunnicutt
RIA NEWS NOV 22, 2013
Ritholtz, Brown launch RIA firm with five advisers

Barry Ritholtz and Josh Brown, money managers who double as popular bloggers and commentators, have launched their own RIA.

By Trevor Hunnicutt
ALTERNATIVES NOV 22, 2013
The Weekly Takeaway: The cons of alts seem to outweigh the pros

By Joshua Brown
PRACTICE MANAGEMENT NOV 22, 2013
Being upfront about upfront money

Transition packages are a long-standing industry standard offered to financial advisers changing firms and affiliations.

By Tom Daley
FINTECH NOV 22, 2013
Thinking transition: Six technology questions all advisers should ask

When an advisor is considering a transition and comparing offers from multiple firms “technology” is often cited as a deciding factor and for good reason. A technology migration can often be one of the most time consuming portions of a move. Technology hiccups can also be unsettling if clients get wind of it.

By Tom Daley
RETIREMENT PLANNING NOV 21, 2013
Does size matter when it comes to 401(k) plans?

Employer generosity is important, but that's not the only key to successfully saving for retirement

By Darla Mercado
RETIREMENT PLANNING NOV 21, 2013
Small can be big in 401(k) plans

Companies that are flush with cash have the wherewithal to provide the best in 401(k) savings to their workers, but that doesn't mean smaller retirement plans can't run effective plans.

By Darla Mercado