RIA News

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INVESTING FIXED INCOME APR 19, 2013
Looking for value in fixed income

IN webcast panel stress need for flexibility in allocations.

By AOSTERLAND
ADVISOR NEWS FINTECH APR 19, 2013
iPads are apple of advisers' eye

By Janowski Davis
ADVISOR NEWS RETIREMENT PLANNING APR 18, 2013
Giving spree seen complicating taxes

By Darla Mercado
ADVISOR NEWS RETIREMENT PLANNING APR 18, 2013
Obama backs new inflation formula for Social Security

Alternative benchmark would close 25% of 75-year shortfall.

By Mary Beth Franklin
ADVISOR NEWS WIREHOUSES APR 18, 2013
Tax season keeping wirehouse reps in their seats

Recruitment hits lull ahead of clients' filing; 'lot of movement in May'

By AOSTERLAND
RIAS RIA NEWS APR 18, 2013
How advisers can help clients cope with their anxieties

By MFXFeeder
RIAS PRACTICE MANAGEMENT APR 18, 2013
When your firm costs you clients, Part 1

Cross-selling may sound like a good idea, but lousy service can send customers packing

By Danny Sarch
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 17, 2013
Pay up to play: Securities exam fees to increase June 1

NASAA says hikes mark first boost in four years

By Mark Schoeff Jr.
ADVISOR NEWS WIREHOUSES APR 17, 2013
Court backs brokerages in forcing employees to hold accounts in-house

Appeals court in California says brokerage firms can force employees to hold accounts in-house, that flexibility in in trading policies rules.

By DJAMIESON
ADVISOR NEWS RETIREMENT PLANNING APR 17, 2013
Widower can collect survivor benefits now, retirement benefits later

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING APR 17, 2013
Pension rule can mean big Social Security cut

Mary Beth Franklin looks at the Government Pension Offset, which can can turn retirement planning upside down.

By Mary Beth Franklin
RIAS RIA NEWS APR 17, 2013
Regulator wants SEC to consider banning pre-dispute agreements

Massachusetts' top securities cop says clients of RIAs shouldn't be precluded from going to court

By DJAMIESON
ADVISOR NEWS RETIREMENT PLANNING APR 17, 2013
VA suitability tools speed up an increasingly daunting task

By Janowski Davis
RIAS RIA NEWS APR 16, 2013
Good luck: Wealthy single women seeking female advisers

States with most women advisers don't match those with most wealthy women.

By Liz Skinner
INVESTING EQUITIES APR 16, 2013
The Takeaway: Hold your horses on preferred stock

By Joshua Brown
RIAS RIA NEWS APR 16, 2013
Investors pile into equities

By Jeff Benjamin
INVESTING EQUITIES APR 16, 2013
Size matters: Gundlach says DoubleLine will cap assets around $100 billion

Star fund manager says he doesn't want to resort to 'shadow markets' like derivatives.

By JKEPHART
RIAS RIA NEWS APR 16, 2013
Is the gold party over?

A record $4.1 billion yanked from gold ETFs in February.

By JKEPHART
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 16, 2013
DeWaay Financial closing its doors

After months of speculation, formidable Iowa broker Donald DeWaay is shuttering his B-D. Here's why.

By Bruce Kelly
Out of DeWaay: Another top adviser exits besieged B-D
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 16, 2013
Out of DeWaay: Another top adviser exits besieged B-D

Karsten follows Botsford out the door; headed to Triad

By Bruce Kelly