RIA News

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INDEPENDENT BROKER DEALERS MAY 29, 2012
Kent Christian changes channels, set to head up FiNet

Moving from Wells Fargo's Financial Services Group to indie B-D

By AOSTERLAND
RIA NEWS MAY 29, 2012
Facebook IPO faces intense scrutiny

By Bloomberg
RIA NEWS MAY 29, 2012
SEC warns B-Ds to do right thing

By Bruce Kelly
RIA NEWS MAY 29, 2012
Money managers retool, close core investment strategies

By Drew Carter
NASAA head bashes SRO idea — in Finra's den
RIA NEWS MAY 29, 2012
NASAA head bashes SRO idea — in Finra's den

At regulator's conference, Herstein criticizes move to take oversight away from states; 'sovereign obligation'

By Mark Schoeff Jr.
RIA NEWS MAY 29, 2012
SEC identifies 379 firms as shells, halts trading

By Bloomberg
RIA NEWS MAY 29, 2012
60/40 allocation losing its luster, survey finds

By Liz Skinner
RETIREMENT PLANNING MAY 29, 2012
The secret to picking dividend stocks? A certain ratio

By Darla Mercado
Will FiNet's new bonus scheme change the industry?
INDEPENDENT BROKER DEALERS MAY 29, 2012
Will FiNet's new bonus scheme change the industry?

Wells Fargo B-D aims to reward reps who bring in new business; no longer 'recruit or die'

By Bruce Kelly
RIA NEWS MAY 27, 2012
Fidelity fighting to keep fixed-income momentum

By JKEPHART
RIA NEWS MAY 27, 2012
Low rates flummox DB fiduciaries

By MFXFeeder
FINTECH MAY 27, 2012
An apple for the adviser: Making your iPad perform

By MFXFeeder
REGULATION, LEGAL & COMPLIANCE MAY 27, 2012
BrokerCheck won't post scores: Ketchum

By John Goff
RIA NEWS MAY 27, 2012
Energy arbitrage offers opportunities

By Jason Benowitz
EQUITIES MAY 27, 2012
Niche practice offers shield for advisers

By LKUYKENDALL
Smarsh unveils archiving product
FINTECH MAY 27, 2012
Smarsh unveils archiving product

By Janowski Davis
RIA NEWS MAY 27, 2012
Elder adventurers

By Doug Cubberley
RIA NEWS MAY 27, 2012
Trading volume misleading on ETFs

By MFXFeeder
RIA NEWS MAY 27, 2012
Preparing for retirement plan audits

By MFXFeeder
RIA NEWS MAY 27, 2012
More baby boomers caring for aging parents

By Muneeza Iqbal