RIA News

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Future Proof unveils plans for Miami event
ALTERNATIVES APR 24, 2024
Future Proof unveils plans for Miami event

The Future Proof Citywide Event next year will assemble over 2,500 stakeholders across the wealth, alternatives, and fintech spaces.

By Leo Almazora
Tifin taps another LPL leadership alum to its C-suite
FINTECH APR 24, 2024
Tifin taps another LPL leadership alum to its C-suite

The leading AI and wealth technology provider has announced Jeannette Kuda as its new chief operating officer.

By Leo Almazora
Trump Media doubles down on illegal short-selling claims
RIA NEWS APR 24, 2024
Trump Media doubles down on illegal short-selling claims

Parent company of Truth Social has flagged concerns that so-called "naked" short sales are happening.

By Bloomberg
Millennials, Gen Z starting earlier on ‘serious’ financial planning
PRACTICE MANAGEMENT APR 24, 2024
Millennials, Gen Z starting earlier on ‘serious’ financial planning

Compared to boomers, younger generations are getting quicker starts to equipped themselves for their financial journeys.

By Leo Almazora
RIA NEWS APR 24, 2024
Carson Group welcomes new CFO to executive leadership team

By Steve Randall
LIFE INSURANCE AND ANNUITIES APR 24, 2024
Retirement income from four sources is expected by half of future retirees

Advisors should help clients consider retirement surprises, survey suggests.

By Steve Randall
Ultra-rich tax to save Social Security? Swing state voters in favor
RIA NEWS APR 24, 2024
Ultra-rich tax to save Social Security? Swing state voters in favor

Ideas such as a billionaire tax prove popular in Bloomberg poll.

By Bloomberg
SEC wants to impose record $5.3B fine on crypto firm, founder
RIA NEWS APR 24, 2024
SEC wants to impose record $5.3B fine on crypto firm, founder

Failed TerraUSD stablecoin penalty would be crypto's highest to date.

By Bloomberg
Why energy traders are returning to metals
RIA NEWS APR 24, 2024
Why energy traders are returning to metals

Copper and aluminum among commodities expected to gain.

By Bloomberg
Weak yen has been good for equity investors, but now it's a risk
RIA NEWS APR 24, 2024
Weak yen has been good for equity investors, but now it's a risk

Japan's currency continues to depreciate and it’s causing issues.

By Bloomberg
Nationwide’s Eric Henderson set to step down
RETIREMENT PLANNING APR 23, 2024
Nationwide’s Eric Henderson set to step down

The president of the financial giant’s annuity business is exiting at the end of 2024, capping off a transformative four-decade career.

By Leo Almazora
Advisor recruiting getting "irrational," says Ameriprise CEO
RIA NEWS APR 23, 2024
Advisor recruiting getting "irrational," says Ameriprise CEO

"I do believe that the market is very competitive," says Ameriprise CEO Cracchiolo.

By Bruce Kelly
Showtime for HSBC’s wealth strategy as it unveils NYC office
RIA NEWS APR 23, 2024
Showtime for HSBC’s wealth strategy as it unveils NYC office

The banking services giant is making a statement to high-net-worth and ultra-affluent individuals with its flagship center in New York.

By Leo Almazora
Fidelity hits HSA record amid assets, adoption boom
RETIREMENT PLANNING APR 23, 2024
Fidelity hits HSA record amid assets, adoption boom

Firm is now the second-largest provider of health savings accounts, with HAS assets quadrupling to $24B since 2020.

By Leo Almazora
Poll shows Americans lack action when it comes to estate planning
PRACTICE MANAGEMENT APR 23, 2024
Poll shows Americans lack action when it comes to estate planning

Survey of US adults finds stunning shortfalls, with behavioral differences running along gender, wealth, and generational lines.

By Leo Almazora
Investors want ‘more personalization’ when it comes to ESG
RIA NEWS APR 23, 2024
Investors want ‘more personalization’ when it comes to ESG

Greenwashing scared off many investors but advisor says the key is helping clients gain a deeper understanding of what matters to them.

By Josh Welsh
American teens stressed about their parents' finances and their own
RIA NEWS APR 23, 2024
American teens stressed about their parents' finances and their own

Most want to know more about money to avoid the pitfalls.

By Steve Randall
EQT focuses on growth for private wealth business with new Americas head
RIA NEWS APR 23, 2024
EQT focuses on growth for private wealth business with new Americas head

The Swedish investment firm has four offices in the US.

By Steve Randall
Buy the dip in global stocks: Citigroup
RIA NEWS APR 23, 2024
Buy the dip in global stocks: Citigroup

Strategists say equities have increased their appeal.

By Bloomberg
Investors in 'disappointing' funds pioneered by Ray Dalio demand exit
RIA NEWS APR 23, 2024
Investors in 'disappointing' funds pioneered by Ray Dalio demand exit

Risk-parity funds promised a lot, but investors want their money back.

By Bloomberg