RIA News

Displaying 37294 results
Compound Planning announces major milestone for its digital family office
RIA NEWS JUN 26, 2024
Compound Planning announces major milestone for its digital family office

New York-based firm offers services for high-net-worth investors.

By Steve Randall
A port strike is the last thing the US economy needs
RIA NEWS JUN 26, 2024
A port strike is the last thing the US economy needs

Supply chain issues are already a risk, industries want to avoid more.

By Bloomberg
Election supercycle is making ESG investors nervous
RIA NEWS JUN 26, 2024
Election supercycle is making ESG investors nervous

With multiple elections globally, anti-green backlash is in focus.

By Bloomberg
Nomura trading and investment head gets $12M paycheck
RIA NEWS JUN 26, 2024
Nomura trading and investment head gets $12M paycheck

It's the biggest ever for Japan’s biggest brokerage.

By Bloomberg
SageView teams up with Transamerica on pooled retirement plan solutions
RETIREMENT PLANNING JUN 25, 2024
SageView teams up with Transamerica on pooled retirement plan solutions

The independent RIA is helping more employers offer retirement benefits with cost-effective 401(k) and PEP plan options.

By Leo Almazora
How this RIA lets clients be their own CEO
RIA NEWS JUN 25, 2024
How this RIA lets clients be their own CEO

‘Part of our value proposition is we're always going to keep you from doing something you’ll regret,’ advisor says.

By Josh Welsh
Finra bars two ex-Raymond James advisors who sold unapproved products
INDEPENDENT BROKER DEALERS JUN 25, 2024
Finra bars two ex-Raymond James advisors who sold unapproved products

Firms must take reasonable steps to avoid financial advisors' selling away, one compliance expert noted.

By Bruce Kelly
Nvidia's investment case will last for years, says "Big Short" portfolio manager
RIA NEWS JUN 25, 2024
Nvidia's investment case will last for years, says "Big Short" portfolio manager

The $430B slide in the vaunted AI stock hasn't scratched the long-term story, according to Steve Eisman.

By Bloomberg
Certuity taps industry veteran Scott Welch as new CIO
RIA NEWS JUN 25, 2024
Certuity taps industry veteran Scott Welch as new CIO

As CIO, Welch brings more than 25 years of experience, including time at WisdomTree and Dynasty Financial Partners.

By Leo Almazora
Whatever happened to all those Fed rate cuts Wall Street promised?
RIA NEWS JUN 25, 2024
Whatever happened to all those Fed rate cuts Wall Street promised?

A Loomis Sayles fixed income strategist explains what happened and offers guidance on what investors can expect in the second half of 2024.

By Gregg Greenberg
NewEdge Wealth welcomes investing leader Brian Nick
RIA NEWS JUN 25, 2024
NewEdge Wealth welcomes investing leader Brian Nick

The ultra-high-net-worth RIA’s latest hire comes with experience from TIAA/Nuveen, UBS, Barclays, and the Federal Reserve Bank of New York.

By Leo Almazora
Still upside risks left to inflation, says Fed's Bowman
RIA NEWS JUN 25, 2024
Still upside risks left to inflation, says Fed's Bowman

Pinpointing several hotspots, the Federal Reserve governor is standing pat on projecting no rate cuts this year.

By Bloomberg
Meet the fastest-growing financial firms
RIA NEWS JUN 25, 2024
Meet the fastest-growing financial firms

Who made it to America’s list of fast-growing employers? Find out in this report.

By InvestmentNews
Cyberattacks on the rise with financial sector a top target, report reveals
RIA NEWS JUN 25, 2024
Cyberattacks on the rise with financial sector a top target, report reveals

Blackberry cybersecurity solutions team says attacks include novel methods.

By Steve Randall
Nvidia, Bitcoin just reminded investors of a market fundamental
RIA NEWS JUN 25, 2024
Nvidia, Bitcoin just reminded investors of a market fundamental

What goes up can go down, whatever the investment.

By Bloomberg
Credit may be a better bet than Treasuries, says Deutsche
RIA NEWS JUN 25, 2024
Credit may be a better bet than Treasuries, says Deutsche

Bank's CIO says US spending is likely to increase.

By Bloomberg
Ozempic's Novo to invest $4.1B in another US factory
RIA NEWS JUN 25, 2024
Ozempic's Novo to invest $4.1B in another US factory

Drugmaker wants to bring down cost in its biggest market.

By Bloomberg
New York's congestion costs the city $9B in lost time
RIA NEWS JUN 25, 2024
New York's congestion costs the city $9B in lost time

Chicago, LA, and Boston also make the global list.

By Bloomberg
Stock rally loses steam as AI darling Nvidia enters correction territory
RIA NEWS JUN 24, 2024
Stock rally loses steam as AI darling Nvidia enters correction territory

After a Cinderella run to become the most-expensive S&P 500 stock, the chipmaking colossus plunged nearly $400B.

By Bloomberg
Fidelis Capital adds UHNW planning cred with veteran hire
RIA NEWS JUN 24, 2024
Fidelis Capital adds UHNW planning cred with veteran hire

Douglas Rothermich joins the firm from TIAA, where he had oversight of all HNW planning, and worked directly with clients holding more than $1B in assets.

By Leo Almazora