RIA News

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InvestmentNews Awards excellence awardees revealed
RIAS RIA NEWS APR 22, 2024
InvestmentNews Awards excellence awardees revealed

The inaugural awards night on June 20 will celebrate the industry's best and brightest. Did you make the list?

By Josh Welsh
Asset managers propose strategic partnership to expand US, global distribution
RIAS RIA NEWS APR 22, 2024
Asset managers propose strategic partnership to expand US, global distribution

The proposal involves a Texas firm and the US operation of a European asset manager.

By Steve Randall
Are earnings likely to grow? Wall Street strategists are split
RIAS RIA NEWS APR 22, 2024
Are earnings likely to grow? Wall Street strategists are split

The ability of Corporate America to deliver results is in question.

By Bloomberg
BlackRock leads the pack on climate transition: Morningstar
RIAS RIA NEWS APR 22, 2024
BlackRock leads the pack on climate transition: Morningstar

Asset manager revealed as 'incontestable leader' in key ESG factor.

By Bloomberg
Greenback bounceback set to stay
RIAS RIA NEWS APR 22, 2024
Greenback bounceback set to stay

The resurgent US dollar reflects global view of the economy.

By Bloomberg
LPL's Chris Cassidy talks Atria deal, credit unions
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 19, 2024
LPL's Chris Cassidy talks Atria deal, credit unions

'Credit unions are nonprofit institutions, so that creates a collaborative approach,' Cassidy says.

By Bruce Kelly
Captrust M&A head Benton reveals departure plans
RIAS RIA NEWS APR 19, 2024
Captrust M&A head Benton reveals departure plans

The four-decade veteran behind the firm's inorganic growth strategy is departing to start his own business.

By Leo Almazora
Pioneering a fee-only future in wealth management – with Lynn Chen-Zhang of Zhang Financial
RIAS RIA NEWS APR 19, 2024
Pioneering a fee-only future in wealth management – with Lynn Chen-Zhang of Zhang Financial

Discover how Lynn Chen-Zhang’s commitment to a fee-only model and a client-centric culture earned her a place on InvestmentNews’ Hot List of 2023.

By Max Rowan
Investors remain optimistic despite growing economic concerns: Morgan Stanley
RIAS RIA NEWS APR 19, 2024
Investors remain optimistic despite growing economic concerns: Morgan Stanley

But how will changing expectations of a soft landing impact portfolio management?

By Steve Randall
Schroders announces senior leadership appointments
RIAS RIA NEWS APR 19, 2024
Schroders announces senior leadership appointments

Global firm's equities business has a new co-head for developed markets.

By Steve Randall
What does succession look like for $6B Armani?
RIAS RIA NEWS APR 19, 2024
What does succession look like for $6B Armani?

An IPO or merger could be on the cards as the billionaire designer turns 90.

By Bloomberg
RIAs considering more private credit in portfolios: Study
RIAS RIA NEWS APR 18, 2024
RIAs considering more private credit in portfolios: Study

Advisors like its high yield potential, better risk-adjusted returns and diversification benefits, according to the survey.

By Josh Welsh
Employers falling short of workers’ benefits expectations
ADVISOR NEWS RETIREMENT PLANNING APR 18, 2024
Employers falling short of workers’ benefits expectations

Two national surveys examining employer-provided plans point to gaps in retirement confidence and health benefits.

By Leo Almazora
What’s a 401(k)? Two-fifths of Americans admit they don’t know
ADVISOR NEWS RETIREMENT PLANNING APR 18, 2024
What’s a 401(k)? Two-fifths of Americans admit they don’t know

National poll reveals worrying knowledge gaps, demographic differences in financial habits, and popular money-saving strategies.

By Leo Almazora
Miracle Mile names new chief investment officer
RIAS RIA NEWS APR 18, 2024
Miracle Mile names new chief investment officer

The Los Angeles-based RIA’s latest hire will steer its investment research initiatives as the firm continues to court high-net-worth clients.

By Leo Almazora
Bankrupt GWG bonds not right for anyone: Finra arbitrator
INVESTING ALTERNATIVES APR 18, 2024
Bankrupt GWG bonds not right for anyone: Finra arbitrator

By 2020, 'GWG had shown years of losses and large negative cash flows,' a securities arbitrator writes.

By Bruce Kelly
As EV adoption races higher, is it time to charge into electricity investments?
RIAS RIA NEWS APR 18, 2024
As EV adoption races higher, is it time to charge into electricity investments?

The three hottest investment areas over the past few years – crypto, AI and EVs – all require a ton of electricity.

By Gregg Greenberg
Raymond James welcomes ex-Morgan Stanley advisor
RIAS RIA NEWS APR 18, 2024
Raymond James welcomes ex-Morgan Stanley advisor

The California-based advisor caters to clients in the tech and biotechnology spaces.

By Leo Almazora
Steward adds $488M with twin acquisitions
RIAS RIA NEWS APR 18, 2024
Steward adds $488M with twin acquisitions

The hybrid’s new deals expand its presence in the Virginia and Ohio markets.

By Leo Almazora
HSA enrollees use health care services differently than those with PPOs, research shows
RIAS RIA NEWS APR 18, 2024
HSA enrollees use health care services differently than those with PPOs, research shows

EBRI research also looks at spending for the two types of plan.

By Steve Randall