Father-and-son team based in Omaha, Neb., remain in employee channel.
Proposal would carve through range of federal safety-net programs, but faces rejection by lawmakers from both parties.
Many advisory firms have been progressing in changes required to meet the new regulation, despite the first delay and a broader review that continues.
Former Wells Fargo broker consents to Finra ban for improper transfers from customer accounts.
It won't be delayed beyond June 9, but there could still be wholesale changes to the rule in the future. (<b>More:</b>​ <a href="http://www.investmentnews.com/gallery/20170523/FREE/523009998/PH" style="color:#b10816" target="_blank">DOL Fiduciary Rule: What you need to know about Acosta's decision) </a>
Big DOL fiduciary rule news requires a big reaction &mdash; at least on Twitter. Here's what people were saying about the news that the rule will become applicable beginning June 9
Large brokerage firms are updating technology to get a better understanding of clients in real time, to augment advisers' service and improve client experience.
Congress might double contribution limits separately if health care bill falls apart in Senate, consultant says.
Advisers forming RIA in West Palm Beach, Fla.
It would be the ninth state to pass legislation creating a plan, and differs from other states' auto-IRA and marketplace approaches.
Five-person group based in Reading, Pa., affiliates with hybrid arm.
Inflation worries grow, but still rank at bottom, Fidelity says.
Former assistant Labor secretary who crafted the rule says President Trump won't be able to get rid of it simply because he doesn't like it.
A quick post-mortem of this year's filings could lay the groundwork for the rest of 2017 and beyond.
Labor Secretary finds no legal basis to delay implementation; rule to become applicable June 9
Advisers argue they need to see participant information to do holistic planning and be fiduciaries.
Clients are looking for more when it comes to participant education, communication, investment reporting and investment results.
The central goal shouldn't be education, but rather lasting ways to change unhealthy behaviors
Interest in aggregator firms focused on 401(k) plans has grown, but advisers must weigh what they'd be sacrificing and gaining through such arrangements.
Tons of 401(k) advisers will be prone to litigation come June, and advisers need to know where the pitfalls lie and how best to protect themselves.
