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Morgan Stanley data breach focus shifts to hackers from adviser
ADVISOR NEWS FINTECH SEP 21, 2015
Morgan Stanley data breach focus shifts to hackers from adviser

U.S. authorities examining whether fired adviser Marsh was targeted by hackers after he took data from the wirehouse.

By Bloomberg
INVESTING MUTUAL FUNDS SEP 20, 2015
Exit fees in times of market stress: A solution in search of a problem

Allowing mutual funds to flip a switch and turn on exit fees for investors on a moment's notice seems reactionary and short-sighted.

By Andrew Leigh
The latest data on life insurance companies and long-term-care providers
ADVISOR NEWS RETIREMENT PLANNING SEP 20, 2015
The latest data on life insurance companies and long-term-care providers

By InvestmentNews Data
ADVISOR NEWS OPINION SEP 20, 2015
7 risks for retirement income planning

Those entering retirement are crossing the threshold into an entirely foreign way of living, where they are vulnerable to several hazards.

By Wade Pfau
INVESTING EQUITIES SEP 18, 2015
More distressing news for the 'Diva of Distressed' Lynn Tilton

<i>Breakfast with Benjamin</i>: Lynn Tilton is now being charged with 'grossly' mismanaging $100 million in investor assets, which she denies.

By Jeff Benjamin
The rise and fall of commodities puts some advanced economies on the ropes
INVESTING EQUITIES SEP 18, 2015
The rise and fall of commodities puts some advanced economies on the ropes

<i>Breakfast with Benjamin</i> The atrophy of the manufacturing sector as commodity prices wane is wreaking havoc on a number of advanced economies.

By Jeff Benjamin
Why the upward trend for stocks is no more
INVESTING EQUITIES SEP 18, 2015
Why the upward trend for stocks is no more

Plus: Goldman's Cohen says don't chase high-dividend stocks, university endowments become hedge funds, and companies are taking the carbon tax threat seriously

By Jeff Benjamin
A hands-off investment approach is best — even in volatile markets
ADVISOR NEWS OPINION SEP 18, 2015
A hands-off investment approach is best — even in volatile markets

Money is like soap: The more you touch it, the smaller it gets

By Andrew Crowell
Federal Reserve holds rates at zero; some advisers call it a lost opportunity
INVESTING EQUITIES SEP 18, 2015
Federal Reserve holds rates at zero; some advisers call it a lost opportunity

Central bank cites cloud of concern over weakness of the global economy, surging U.S. dollar and sleepy economy, but some advisers said the Fed should have lifted rates.

By Jeff Benjamin
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 18, 2015
LPL says competitors could be on hot seat with regulators

As inquiries into the broker-dealer wind down, regulators' focus could turn to others in the industry, CEO Casady says.

By Bruce Kelly
RESOURCES IRA ALERT SEP 18, 2015
Roth IRAs: Supersaving for college

Popular retirement vehicle has several advantages over a traditional 529 plan in many cases

By Ed Slott
First Goldman Sachs ETFs are cheaper than some from Vanguard
INVESTING EQUITIES SEP 17, 2015
First Goldman Sachs ETFs are cheaper than some from Vanguard

New ActiveBeta funds, which try to beat the market, give Goldman a foothold in ETFs.

By Trevor Hunnicutt
The Fed sets the stage for a December tantrum
INVESTING EQUITIES SEP 17, 2015
The Fed sets the stage for a December tantrum

<i>Breakfast with Benjamin</i>: Janet Yellen's September delay could lead to a December repeat of the taper tantrum.

By Jeff Benjamin
RIAS RIA NEWS SEP 17, 2015
Can consumers break the credit habit?

Data from seven of the 10 most recent quarters give cause for concern that the Great Recession's lesson against accumulating massive debts did not take.

By Laura Sanicola
RIAS RIA NEWS SEP 17, 2015
Many investors already getting ready for Fed rate hike

Half of investors are planning to take out more loans in anticipation that interest rates will rise, according to a new survey.

By Laura Sanicola
What would rising interest rates mean for you?
ADVISOR NEWS RETIREMENT PLANNING SEP 17, 2015
What would rising interest rates mean for you?

Here's what to do &amp;mdash; and not do &amp;mdash; when the Fed raises rates.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING SEP 17, 2015
One year later, a dispatch from the retirement front

<i>Crain's Wealth</i> contributing editor reflects on how life has changed since her husband retired a year ago.

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING SEP 17, 2015
Advisers need to brush up on plan participants' risks when taking lump sum distributions

Whether or not to take a lump sum is one of the most important decisions a plan participant will ever make.

By Blaine F. Aikin
Advisers say the Fed is too focused on the markets instead of the economy
RIAS RIA NEWS SEP 17, 2015
Advisers say the Fed is too focused on the markets instead of the economy

Consensus says the Fed should raise rates now, but won't

By Jeff Benjamin
How a weekend client raid blew up and a brokerage battle went public
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 17, 2015
How a weekend client raid blew up and a brokerage battle went public

Arbitration case alleges that Oppenheimer &amp; Co. stepped beyond the bounds of propriety in mounting a client raid on Peter Schiff's Euro Pacific over a three-day weekend this summer.

By Bloomberg