Stifel Nicolaus said it has added three advisers from Merrill Lynch.
John Carpenter and Faisal Raza, who managed $128 million at Merrill Lynch, have joined Stifel Nicolaus in its Dallas office.
Also joining Stifel from Merrill Lynch, where he managed $115 million, is Jake Allen, who has moved to the firm’s Frontenac, Missouri, office.
See the latest Advisers on the Move here.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
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Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
